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Category 1 - Procedure and Related Matters

Commission Documents
This section contains rules, instruments, policies, and other documents, both proposed and final.

CATEGORY 1 - Procedure and Related Matters
 
 
May 27, 2005 Notice and Request for Comment
  Comments Received
   
 
December 19, 2008 CSA Notice in PDF
July 18, 2008 Proposed Amendments
January 25, 2008 CSA Notice in PDF
   
 
February 14, 2003 Amendments
February 14, 2003 Notice of Amendments
February 14, 2003 Notice of Commission Approval
August 9, 2002 Notice of Proposed Amendments
Comments Received
August 9, 2002 Proposed Amendments
December 17, 1999 Notice and National Policy (effective January 1, 2000)
December 18, 1998 Proposed National Policy
   
 
December 19, 2008 CSA Notice in PDF
July 18, 2008 Proposed Amendments
January 25, 2008 National Policy 11-202 in PDF
January 25, 2008 CSA Notice - National Policy 11-202 in PDF
August 31, 2007 CSA Notice and Request for Comment
  Comments Received
   
 
December 19, 2008 CSA Notice in PDF
July 18, 2008 Proposed Amendments
January 25, 2008 National Policy 11-203 in PDF
January 25, 2008 CSA Notice - National Policy 11-203 in PDF
August 31, 2007 CSA Notice and Request for Comment
  Comments Received
   
 
December 19, 2008 CSA Notice in PDF
July 18, 2008 Notice and Request for Comment
   
 
December 21, 2001 Withdrawal of Staff Notice
July, 1999 CSA Staff Notice
   
 
December 21, 2001 CSA Staff Notice
   
 
March 8 , 2002 CSA Notice
   
 
August 8, 2003 Responses to Comments Received in PDF
July 31 , 2003 CSA Notice in PDF
   
 
January 16, 2004 CSA Staff Notice
   
 
February 20, 2004 CSA Notice
   
 
September 24, 2004 CSA Notice in PDF
   
 
March 3, 2006 CSA Notice
   
 
December 5, 2008 CSA Notice
   
 
November 28, 2008 CSA Notice
   
 
May 1, 2009 Notice of Correction
February 6, 2009 CSA Staff Notice
   
 
June 13, 1997 Media Concept Proposal
   
 
January 30, 2003 Concept Proposal
January 30, 2003 Notice and Request for Comment
   
 
December 16, 2003 Notice and Request for Comment
   
 
October 6, 2008 Consultation Paper in PDF
  Comments Received
 
February 1, 2002 OSC Policy in PDF
   
 
October 6, 2000 OSC Staff Notice
   
 
April 20, 2001 OSC Staff Notice
   
 
April 20, 2001 OSC Staff Notice
   
 
April 20, 2001 OSC Staff Notice
   
 
February 10, 2006 OSC Staff Notice
May 17, 2002 OSC Staff Notice
   
 
December 12, 2008 Withdrawal of Staff Notice
December 19, 2002 OSC Staff Notice in PDF
   
 
March 21, 2003 OSC Notice
   
 
May 9, 2003 Correction to Notice
March 21, 2003 OSC Notice
   
 
May 9, 2003 Correction to Notice
March 21, 2003 OSC Staff Notice
   
 
June 6, 2003 OSC Staff Notice
   
 
December 16 , 2003 OSC Notice - Overview and Background
   
 
August 13, 2004 OSC Staff Notice
   
 
August 20, 2004 OSC Staff Notice
   
 
July 25, 2008 Revised OSC Staff Notice
November 23, 2007 Revised OSC Staff Notice
July 15, 2005 Revised OSC Staff Notice
September 17, 2004 OSC Staff Notice
August 27, 2004 OSC Staff Notice
   
 
October 18, 2004 OSC Staff Notice
   
 
April 3, 2009 Revised OSC Staff Notice
January 9, 2009 Revised OSC Staff Notice
October 10, 2008 Revised OSC Staff Notice
July 4, 2008 Revised OSC Staff Notice
April 11, 2008 Revised OSC Staff Notice
January 11, 2008 Revised OSC Staff Notice
October 5, 2007 Revised OSC Staff Notice
October 5, 2007 Revised OSC Staff Notice
July 6, 2007 Revised OSC Staff Notice
April 13, 2007 Revised OSC Staff Notice
January 12, 2007 Revised OSC Staff Notice
October 20, 2006 Revised OSC Staff Notice
July 14, 2006 Revised OSC Staff Notice
April 7, 2006 OSC Staff Notice
February 10, 2006 Revised OSC Staff Notice
April 15, 2005 OSC Staff Notice
January 28, 2005 OSC Staff Notice
   
 
October 29, 2004 OSC Staff Notice
   
 
November 12, 2004 OSC Staff Notice
   
 
November 21, 2008 OSC Staff Notice
September 23, 2005 OSC Staff Notice
November 26, 2004 OSC Staff Notice
   
 
February 18, 2005 OSC Staff Notice
   
 
March 4, 2005 OSC Staff Notice
   
 
March 4, 2005 OSC Staff Notice
   
 
March 4, 2005 OSC Staff Notice
   
 
April 22, 2005 OSC Staff Notice
   
 
April 22, 2005 OSC Staff Notice
   
 
April 22, 2005 OSC Staff Notice
   
 
May 6, 2005 OSC Staff Notice
   
 
May 6, 2005 OSC Staff Notice
   
 
May 20, 2005 OSC Staff Notice
   
 
June 26, 2009 OSC Notice (Revised)
June 27, 2008 OSC Notice (Revised)
June 29, 2007 OSC Notice
   
 
August 26, 2005 Notice
August 26, 2005 OSC Staff Notice
   
 
September 9, 2005 OSC Staff Notice
   
 
December 23, 2005 OSC Staff Notice
   
 
February 10, 2006 OSC Staff Notice
   
 
June 16, 2006 OSC Staff Notice
   
 
January 5, 2007 OSC Staff Notice
   
 
April 27, 2007 Staff Notice
   
 
March 28, 2008 OSC Staff Notice
   
 
May 1, 2009 OSC Notice
March 28, 2008 OSC Staff Notice and Request for Comments
   
 
July 25, 2008 OSC Staff Notice
   
 
March 30, 2001 Notice and Request for Comments in PDF
Comments Received
   
 
April 8, 2005 OSC Request for Comments
April 8, 2005 Draft for Comment
   
 
March 24, 2006 Request for Comments Statement of Priorities
March 24, 2006

Draft Statement of Priorities for Fiscal 2006/2007

   
 
March 30, 2007 Extension of Comment Period
March 28, 2007 OSC Staff Notice
  Comments Received
   
 
January 25, 2008 CSA Notice 11-102 - Notice of Rescission of 12-201 in PDF
November 18, 2005 Amended National Policy
November 18, 2005 National Policy
August 26, 2005 National Policy
August 6, 2004 Notice of Amendments
August 6, 2004 Amendments
August 6, 2004 CSA Notice
July 12, 2002 Notice of Amendments
July 12, 2002 National Policy
December 15, 1999 Notice of Implementation
November 19, 1999 Notice and National Policy (effective January 1, 2000)
November 20, 1998 Proposed National Policy
   
 
September 5, 2008 Unofficial Consolidated National Policy as of September 5, 2008 in PDF
March 7, 2008 Consequential Amendments Approved by Minister in PDF (see page 257)
July 27, 2007 National Policy
July 27, 2007 CSA News Release
January 5, 2007 Proposed National Policy
   
 
August 29, 2008 NP 12-203 Cease Trade Orders for Continuous Disclosure Defaults
March 28, 2008 CSA Request for Comment
Comments Received
   
 
December 5, 2008 Notice of Withdrawal
November 19, 1999 CSA Staff Notice
   
 
September 17, 1999 CSA Staff Notice
   
 
December 5, 2008 Notice of Withdrawal
August 11, 2000 CSA Staff Notice
   
 
December 21, 2001 Withdrawal of Staff Notice
October 20, 2000 CSA Staff Notice
   
 
September 28, 2001 CSA Notice
   
 
March 7, 2008 CSA Staff Notice
November 3, 2006 CSA Staff Notice
February 4, 2005 CSA Staff Notice
September 12, 2003 CSA Staff Notice
   
 
December 5, 2008 Notice of Withdrawal
August 26, 2005 Notice
August 26, 2005 CSA Notice
   
 
December 5, 2008 Notice of Withdrawal
March 23, 2007 CSA Staff Notice
   
 
July 3, 1998 Concept Proposal - Extension of Testing
January 30, 1998 Notice
January 30, 1998 Concept Proposal
   
 
March 23, 2007 Notice
June 13, 2003 Amendments
June 13, 2003 Notice
April 4, 2003 Notice of Minister of Finance Approval of Amendments
June 29, 2001 Notice and Final Policy (effective June 27, 2001)
March 9, 2001 Notice of Proposed Policy (Request for Comments)
Comments Received
   
 
October 19, 2001 OSC Staff Notice
   
 
March 23, 2007 OSC Staff Notice (Revised)
April 25, 2003 OSC Staff Notice
   
 
April 7, 2006 OSC Staff Notice
   
 
June 19, 2009 Proposed Consequential Amendments Implementing Point of Sale Disclosure for Mutual Funds in PDF
November 28, 2008 NI 13-101 Unofficial Consolidated National Instrument as of November 28, 2008 in PDF
November 10, 2006 Consequential Amendments
July 28, 2006 Consequential Amendments in PDF
June 3, 2005 Consequential Amendments
May 27, 2005 Consequential Amendments in PDF
April 2, 2004 Consequential Amendments
July 18, 2003 Amendments
January 31, 2003 Proposed Amendments
Comments Received
January 24, 2003 Proposed Consequential Amendments
September 20, 2002 Notice of Amendment
August 27, 1999 Notice of Amendment (effective August 27, 1999)
June 25, 1999 Notice of Amendment
December 20, 1996 Final National Instrument (effective December 17, 1996)
   
 
May 15, 1998 CSA Notice
   
 
October 2, 1998 CSA Staff Notice
   
 
December 11, 1998 CSA Staff Notice
   
 
February 5, 1999 CSA Notice
   
 
September 3, 1999 CSA Staff Notice
   
 
May 4, 2001 CSA Staff Notice
   
 
August 24, 2001 CSA Staff Notice
   
 
November 30, 2001 CSA Staff Notice in PDF
   
 
March 3, 2006 Withdrawn by CSA Notice 11-309
May 10, 2002 CSA Staff Notice in PDF
   
 
March 3, 2006 Withdrawn by CSA Notice 11-309
April 11, 2003 CSA Staff Notice
   
 
March 3, 2006 CSA Notice
March 21, 2003
March 14, 2003 CSA Staff Notice
   
 
March 3, 2006 Withdrawn by CSA Notice 11-309
December 10, 2004 CSA Staff Notice
February 20, 2004 CSA Staff Notice
   
 
November 5, 2004 CSA Staff Notice
   
 
June 19, 2009 CSA Revised Staff Notice
February 27, 2009 CSA Revised Staff Notice
February 8, 2008 CSA Revised Staff Notice
January 26, 2007 CSA Revised Staff Notice
January 13, 2006 CSA Revised Staff Notice
February 18, 2005 CSA Staff Notice
   
 
October 27, 2006 CSA Staff Notice
  SEDAR Filer Manual in PDF
   
 
June 30, 2000 CSA Staff Request for Comment
Comments Received
   
 
May 8, 1998 Final Rule (effective May 5, 1998)
March 13, 1998 Commission Approval of Rule
March 10, 1998 Notice of Commission Approval
November 21, 1997 Notice
November 21, 1997 Proposed Rule
   
 
May 29, 2009 Ministerial Approval - Revocation and Replacement
May 29, 2009 OSC Rule 13-502 Fees in PDF
March 13, 2009 OSC Rule 13-502 Fees in PDF
March 13, 2009 Notice of Commission Approval of Revocation and Replacement
March 13, 2009 13-502- Blacklined Version - Comparison of October 3, 2008 Publication for Comment to Rule Approved by the Commission in PDF
October 3, 2008 Request for Comments in PDF
  Comments Received
September 5, 2008 Unofficial Consolidated Rule, Forms and Companion Policy as of September 5, 2008 in PDF
March 7, 2008 Consequential Amendments Approved by Minister in PDF (see page 260)
February 1, 2008 Consequential Amendments Approved by Minister
December 21, 2007 Consequential Amendments Approved by Commission in PDF (see page 335)
March 17, 2006 Notice of Ministerial Approval
March 17, 2006 OSC Rule 13-502 Fees in PDF
January 20, 2006 13-502 - Blacklined Version - Comparison of August 12, 2005 Publication for Comment to Rule approved by Commission
January 20, 2006 Commission Approval
January 20, 2006 OSC Rule 13-502 Fees in PDF
September 9, 2005 Notice of Ministerial Approval
September 9, 2005 Consequential Amendments in PDF
August 12, 2005 Request for Comment - Proposed Revocation and Replacement of OSC Rule 13-502 Fees and Companion Policy 13-502CP Fees
  Comments Received
August 12, 2005 Proposed OSC Rule 13-502 Fees and Companion Policy 13-502CP Fees in PDF
August 12, 2005 Request for Comments - Proposed Revocation and Replacement of OSC Rule 13-502 Fees, Companion Policy 13-502CP, OSC Rule 13-503 (Commodity Futures Act) Fees and Companion Policy 13-503CP
July 8, 2005 Consequential Amendments in PDF
December 17, 2004 Proposed Consequential Amendments
November 28, 2003 Consolidated Version - OSC Rule 13-502, Related Forms and Companion Policy
November 28, 2003 Amendments
November 28, 2003 FAQ's
November 28, 2003 Notice of Minister of Finance Approval
September 19, 2003 Amendments
September 19, 2003 Notice of Amendments
September 19, 2003 Notice of Commission Approval of Amendments
June 13, 2003 OSC Rule 13-502 Fees
  Comments Received
June 13, 2003 Notice of Minister of Finance Approval
May 16, 2003 Amendments
May 16, 2003 Request for Comments
May 16, 2003 Notice - Notice of Request for Comments
April 4, 2003 Notice of Minister of Finance Approval
March 14, 2003 Implementation of Final Rule FAQs
January 31, 2003 Final Rule and Companion Policy in PDF
January 31, 2003 Notice of Final Rule and Companion Policy
January 31, 2003 Notice of Commission Approval
January 3, 2003 Final Rule and Companion Policy in PDF
January 3, 2003 Notice of Final Rule and Companion Policy
January 3, 2003 Notice of Commission Approval
June 28, 2002 Notice and Request for Comment
Comments Received
June 28, 2002 Proposed Rule in PDF
   
 
May 29, 2009 Ministerial Approval - Revocation and Replacement
May 29, 2009 OSC Rule 13-503 (Commodity Futures Act) Fees in PDF
March 13, 2009 OSC Rule 13-503 (Commodity Futures Act) Fees in PDF
March 13, 2009 Notice of Commission Approval of Revocation and Replacement
March 13, 2009 13-503 - Blacklined Version - Comparison of October 3, 2008 Publication for Comment to Rule Approved by the Commission in PDF
October 3, 2008 Request for Comments
  Comments Received
March 17, 2006 Notice of Ministerial Approval
March 17, 2006 OSC Rule 13-503 (Commodity Futures Act) Fees
January 20, 2006 13-503 - Blacklined Version - Comparison of August 12, 2006 Publication for Comment to Rule approved by Commission
January 20, 2006 OSC Rule 13-503 (Commodity Futures Act) Fees
August 12, 2005 Request for Comment - Proposed Revocation and Replacement of OSC Rule 13-503 (Commodity Futures Act) Fees and Companion Policy 13-503CP (Commodity Futures Act) Fees
August 12, 2005 OSC Rule 13-503 (Commodity Futures Act) Fees
August 12, 2005 Request for Comments - Proposed Revocation and Replacement of OSC Rule 13-502 Fees, Companion Policy 13-502CP, OSC Rule 13-503 (Commodity Futures Act) Fees and Companion Policy 13-503CP
November 28, 2003 OSC Rule 13-503 (Commodity Futures Act) Fees
November 28, 2003 Notice of Minister of Finance Approval
September 19, 2003 OSC Rule 13-503 (Commodity Futures Act) Fees
September 19, 2003 Notice of Final Rule and Policy Under the Commodity Futures Act
September 19, 2003 Notice of Commission Approval
May 16, 2003 Proposed Rule and Companion Policy
May 16, 2003 Request for Comments
May 16, 2003 Notice - Notice of Request for Comments
   
 
February 21, 2003 Amendment
February 21, 2003 Notice of Commission Adoption of Amendment
April 20, 2001 Notice of Amendment
April 20, 2001 OSC Policy 2.2
   
 
January 10, 2001 SEDAR System Updates
December 24, 1999 OSC Staff Notice
   
 
September 28, 2001 OSC Staff Notice
   
 
March 14, 2003 OSC Staff Notice
   
 
September 5, 2008 Unofficial Consolidated National Instrument as of September 5, 2008 in PDF
March 28, 2008 Amendment Instrument for NI 14-101 Definitions
March 28, 2008 Minister of Finance Approval
March 7, 2008 Consequential Amendments Approved by Minister in PDF (see page 169)
January 4, 2008 Notice of Amendments
December 21, 2007 Consequential Amendments Approved by Commission in PDF (see page 245)
December 20, 2002 Amendments to National Instrument
December 20, 2002 Notice of Ministerial Approval
October 18, 2002 Amendment
October 18, 2002 Notice of Amendment
September 28, 2001 Notice and Proposed Amendments
July 2, 1999 Notice of Final Amendment (effective July 1, 1999)
March 26, 1999 Notice of Amendment to National Instrument
September 11, 1998 Proposed Amendment to National Instrument
April 4, 1997 Final National Instrument (effective April 1, 1997)
   
 
November 25, 2008 Unofficial Consolidated Rule as of November 25, 2008 in PDF
February 19, 1999 Final Amendment to Rule (effective February 13, 1999)
December 4, 1998 Notice of Proposed Amendment
April 10, 1998 Notice and Proposed Amendment
August 1, 1997 Final Rule (effective July 29, 1997)
May 23, 1997 Commission Approval of Rule
   
 
May 13, 2005 Notice of Ministerial Approval
May 13, 2005 Rule
February 25, 2005 Notice of Rule
February 25, 2005 Notice of Rule
February 25, 2005 Rule
September 17, 2004 Notice of Request for Comments
September 17, 2004 Request for Comments
  Comments Received
September 17, 2004 Rule
   
 
July 22, 1994 OSC Staff Notice
   
 
June 28, 2002 OSC Staff Notice
   
 
October 15, 2004 OSC Staff Notice
   
 
January 13, 2006 Notice of Request for Comment
January 13, 2006 Request for Comment
   
 
November 28, 2008 Notice and Guidelines
March 21, 2008 OSC Notice and Request for Comment
  Comments Received
CATEGORY 2 - Certain Capital Market Participants
CATEGORY 3 - Registration Requirements and Related Matters
CATEGORY 4 - Distribution Requirements
CATEGORY 5 - Ongoing Requirements for Issuers and Insiders
CATEGORY 6 - Take-Over Bids and Special Transactions
CATEGORY 7 - Securities Transactions Outside the Jurisdiction
CATEGORY 8 - Mutual Funds
CATEGORY 9 - Derivatives
Documents not numbered








 
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