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11-101 - Principal Regulator System |
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11-102 - Passport System |
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11-201 - Delivery of Documents by Electronic Means |
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11-202 - National Policy - Process for Prospectus Reviews in Multiple Jurisdictions |
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11-203 - National Policy - Process for Exemptive Relief Applications in Multiple Jurisdictions |
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11-204 - Process for Registration in Multiple Jurisdictions |
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11-301 - CSA Strategic Plan 1999 - 2001 |
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11-302 - Withdrawal of CSA Notices |
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11-303 - The Uniform Securities Legislation Project |
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11-304 - Responses to Comments Received on Concept Proposal, Blueprint For Uniform Securities Laws For Canada |
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11-305 - Withdrawal of CSA Staff Notice 42-301 and 52-302 |
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11-306 - Extension of Comment Period for Consultation Drafts of the Uniform Securities Act and the Model Securities Administration Act |
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11-307 - Responses to Comments Received on Consultation Drafts for a Uniform Securities Act and a Model Securities Administration Act |
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11-309 - Withdrawal of CSA Notices |
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11-401 - Delivery of Documents by Issuers Using Electronic Media |
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11-402 - Concept Proposal for Uniform Securities Legislation |
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11-404 - Consultation Drafts of the Uniform Securities Act and the Model Administration Act |
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11-405 - Securities Regulatory Proposals Stemming from the 2007-2008 Credit Market Turmoil and its Effect on the ABCP Market in Canada |
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11-601 - The Securities Advisory Committee |
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11-706 - Withdrawal of Staff Notices |
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11-709 - Assignment of Notice Numbers |
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11-710 - Withdrawal of Staff Accounting Communiques |
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11-712 - Withdrawal of CSA Notices |
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11-717 - Securities Advisory Committee (OSC Policy 11-601) |
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11-719 - A Risk-based Approach for More Effective Regulation |
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11-726 - Assignment of Policy Numbers |
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11-727 - Assignment of Notice Numbers |
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11-728 - Withdrawal of Staff Notices |
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11-729 - Withdrawal of Staff Notices |
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11-732 - Proposal for the Ontario Securities Administration Act |
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11-735 - IOSCO and International Joint Forum Publish Reports on Outsourcing of Financial Services for Public Comment |
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11-736 - North American Securities Administrators Association (NASAA) Seeks Public Comment on Proposal to Extend the Model Secondary Market Trading Exemption for Qualifying Canadian Securities to TSX Venture Exchange |
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11-737 - Securities Advisory Committee - Vacancies |
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11-738 - IOSCO Seeks Public Comment on draft Code of Conduct Fundamentals for Credit Rating Agencies |
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11-739 - Policy Reformulation Table of Concordance and List of New Instruments |
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| October 10, 2008 |
Revised OSC Staff Notice |
| July 4, 2008 |
Revised OSC Staff Notice |
| April 11, 2008 |
Revised OSC Staff Notice |
| January 11, 2008 |
Revised OSC Staff Notice |
| October 5, 2007 |
Revised OSC Staff Notice |
| October 5, 2007 |
Revised OSC Staff Notice |
| July 6, 2007 |
Revised OSC Staff Notice |
| April 13, 2007 |
Revised OSC Staff Notice |
| January 12, 2007 |
Revised OSC Staff Notice |
| October 20, 2006 |
Revised OSC Staff Notice |
| July 14, 2006 |
Revised OSC Staff Notice |
| April 7, 2006 |
OSC Staff Notice |
| February 10, 2006 |
Revised OSC Staff Notice |
| April 15, 2005 |
OSC Staff Notice |
| January 28, 2005 |
OSC Staff Notice |
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11-740 - OSC Staff Notice - International Joint Forum Publishes Consultation Report on Credit Risk Transfer |
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11-741 - OSC Staff Notice - IOSCO Publishes Draft Consultation Policy and Procedures for Public Comment |
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11-742 - OSC Staff Notice - The Securities Advisory Committee to the OSC |
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11-743 - IOSCO Publishes Consultation Report Concerning Governance of Collective Investment Schemes |
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11-744 - IOSCO and International Joint Forum Publish Final Recommendations about Outsourcing of Financial Services |
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11-745 - IOSCO Publishes for Consultation Best Practice Standards on Anti-Market Timing and Anti-Money Laundering Guidance for Collective Investment Schemes |
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11-746 - IOSCO Publishes Consultation Report: Policies on Error Trades |
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11-747 - IOSCO and Basel Committee Publish Consultation Document on the Application of Basel II to Trading Activities and the Treatment of Double Default Effects |
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11-748 - IOSCO Publishes a Discussion Paper on the Compliance Function at Market Intermediaries |
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11-749 - International Joint Forum Publishes Final Report on Credit Risk Transfer |
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11-750 - IOSCO Releases Survey Report on the Regulation and Oversight of Auditors |
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11-751 - IOSCO Finalizes Consultation Policy and Procedures |
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11-752 - Limited Market Dealer Initiative - Compliance Team |
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11-753 - Statement of Priorities for the Financial Year to End March 31, 2008 |
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11-754 - Amendments to National Policy 43-201 MRRS for Prospectuses and Annual Information Forms, Amendments to National Policy 12-201 MRRS for Exemptive Relief Applications, Amendments to National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities, and MI 81-104 Commodity Pools. |
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11-755 - Notice of WIthdrawal of OSC Staff Notices |
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11-756 - Assignment of Notice Numbers |
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11-757 - Withdrawal of OSC Notices |
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11-758 - Review of Limited Market Dealers |
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11-759 - Business Continuity Planning |
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11-760 - Report on Mutual Fund Sales Practices Under Part 5 of NI 81-105 Mutual Fund Sales Practices |
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11-761 - IOSCO Consults on Changes to Code of Conduct for Credit Rating Agencies |
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11-763 - A Focused Review of the Securities Valuation and Expense Allocation Practices of Fund Managers |
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11-762 - Regarding Statement of Priorities for Fiscal Year Ending March 31, 2009 |
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11-901 - Schedule 1 (Fees) to the Regulation to the Securities Act (Ontario) |
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11-902 - Regarding Statement of Priorities for Fiscal Year Ending March 31, 2006 |
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11-903 - Regarding Statement of Priorities for Fiscal Year Ending March 31, 2007 |
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11-904 - Request for Comment regarding the Proposed Passport System |
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12-201 - Mutual Reliance Review System for Exemptive Relief Applications Implementation |
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| January 25, 2008 |
CSA Notice 11-102 - Notice of Rescission of 12-201 in PDF |
| November 18, 2005 |
Amended National Policy |
| November 18, 2005 |
National Policy |
| August 26, 2005 |
National Policy |
| August 6, 2004 |
Notice of Amendments |
| August 6, 2004 |
Amendments |
| August 6, 2004 |
CSA Notice |
| July 12, 2002 |
Notice of Amendments |
| July 12, 2002 |
National Policy |
| December 15, 1999 |
Notice of Implementation |
| November 19, 1999 |
Notice and National Policy (effective January 1, 2000) |
| November 20, 1998 |
Proposed National Policy |
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12-202 - Revocation of a Compliance-related Cease Trade Order |
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12-203 - Cease Trade Orders for Continuous Disclosure Defaults |
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12-302, 81-305 - National Policy 12-201 Mutual Reliance Review System ("MRRS") for Exemptive Relief Applications ("ERA") - ERA and Applications for Approvals or Exemptions under National Policy No. 39 "Mutual Funds" ("NP 39") |
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12-303 - Exemptive Relief Applications and Year End |
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12-304 - National Policy 12-201 Mutual Reliance Review System for Exemptive Relief Applications Frequently Occurring Issues |
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12-305 - Exemptive Relief Application and Year End |
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12-306 - Exemptive Relief Applications and Year End |
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12-307 - Applications for a Decision that an Issuer is not a Reporting Issuer |
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12-309 - Impact of MI 11-101 on the MRRS for Exemptive Relief Applications |
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12-310 - Expedited Treatment of Applications under the Mutual Reliance Review System for Exemptive Relief Applications |
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