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11-101 - Principal Regulator System |
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11-102 - Passport System |
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11-201 - Delivery of Documents by Electronic Means |
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11-202 - National Policy - Process for Prospectus Reviews in Multiple Jurisdictions |
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11-203 - National Policy - Process for Exemptive Relief Applications in Multiple Jurisdictions |
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11-204 - Process for Registration in Multiple Jurisdictions |
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11-301 - CSA Strategic Plan 1999 - 2001 |
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11-302 - Withdrawal of CSA Notices |
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11-303 - The Uniform Securities Legislation Project |
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11-304 - Responses to Comments Received on Concept Proposal, Blueprint For Uniform Securities Laws For Canada |
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11-305 - Withdrawal of CSA Staff Notice 42-301 and 52-302 |
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11-306 - Extension of Comment Period for Consultation Drafts of the Uniform Securities Act and the Model Securities Administration Act |
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11-307 - Responses to Comments Received on Consultation Drafts for a Uniform Securities Act and a Model Securities Administration Act |
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11-309 - Withdrawal of CSA Notices |
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11-310 - Withdrawal of CSA Notices |
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11-311 - Notice of Extension of Comment Period – CSA Consultation Paper 11-405 – “Securities Regulatory Proposals Stemming from the 2007-08 Credit Market Turmoil and its Effect on the ABCP Market in Canada” |
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11-312 - National Numbering System |
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11-401 - Delivery of Documents by Issuers Using Electronic Media |
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11-402 - Concept Proposal for Uniform Securities Legislation |
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11-404 - Consultation Drafts of the Uniform Securities Act and the Model Administration Act |
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11-405 - Securities Regulatory Proposals Stemming from the 2007-2008 Credit Market Turmoil and its Effect on the ABCP Market in Canada |
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11-601 - The Securities Advisory Committee |
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11-706 - Withdrawal of Staff Notices |
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11-709 - Assignment of Notice Numbers |
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11-710 - Withdrawal of Staff Accounting Communiques |
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11-712 - Withdrawal of CSA Notices |
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11-717 - Securities Advisory Committee (OSC Policy 11-601) |
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11-719 - A Risk-based Approach for More Effective Regulation |
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11-726 - Assignment of Policy Numbers |
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11-727 - Assignment of Notice Numbers |
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11-728 - Withdrawal of Staff Notices |
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11-729 - Withdrawal of Staff Notices |
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11-732 - Proposal for the Ontario Securities Administration Act |
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11-735 - IOSCO and International Joint Forum Publish Reports on Outsourcing of Financial Services for Public Comment |
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11-736 - North American Securities Administrators Association (NASAA) Seeks Public Comment on Proposal to Extend the Model Secondary Market Trading Exemption for Qualifying Canadian Securities to TSX Venture Exchange |
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11-737 - Securities Advisory Committee - Vacancies |
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11-738 - IOSCO Seeks Public Comment on draft Code of Conduct Fundamentals for Credit Rating Agencies |
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11-739 - Policy Reformulation Table of Concordance and List of New Instruments |
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| April 3, 2009 |
Revised OSC Staff Notice |
| January 9, 2009 |
Revised OSC Staff Notice |
| October 10, 2008 |
Revised OSC Staff Notice |
| July 4, 2008 |
Revised OSC Staff Notice |
| April 11, 2008 |
Revised OSC Staff Notice |
| January 11, 2008 |
Revised OSC Staff Notice |
| October 5, 2007 |
Revised OSC Staff Notice |
| October 5, 2007 |
Revised OSC Staff Notice |
| July 6, 2007 |
Revised OSC Staff Notice |
| April 13, 2007 |
Revised OSC Staff Notice |
| January 12, 2007 |
Revised OSC Staff Notice |
| October 20, 2006 |
Revised OSC Staff Notice |
| July 14, 2006 |
Revised OSC Staff Notice |
| April 7, 2006 |
OSC Staff Notice |
| February 10, 2006 |
Revised OSC Staff Notice |
| April 15, 2005 |
OSC Staff Notice |
| January 28, 2005 |
OSC Staff Notice |
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11-740 - OSC Staff Notice - International Joint Forum Publishes Consultation Report on Credit Risk Transfer |
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11-741 - OSC Staff Notice - IOSCO Publishes Draft Consultation Policy and Procedures for Public Comment |
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11-742 - OSC Staff Notice - The Securities Advisory Committee to the OSC |
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11-743 - IOSCO Publishes Consultation Report Concerning Governance of Collective Investment Schemes |
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11-744 - IOSCO and International Joint Forum Publish Final Recommendations about Outsourcing of Financial Services |
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11-745 - IOSCO Publishes for Consultation Best Practice Standards on Anti-Market Timing and Anti-Money Laundering Guidance for Collective Investment Schemes |
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11-746 - IOSCO Publishes Consultation Report: Policies on Error Trades |
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11-747 - IOSCO and Basel Committee Publish Consultation Document on the Application of Basel II to Trading Activities and the Treatment of Double Default Effects |
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11-748 - IOSCO Publishes a Discussion Paper on the Compliance Function at Market Intermediaries |
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11-749 - International Joint Forum Publishes Final Report on Credit Risk Transfer |
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11-750 - IOSCO Releases Survey Report on the Regulation and Oversight of Auditors |
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11-751 - IOSCO Finalizes Consultation Policy and Procedures |
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11-752 - Limited Market Dealer Initiative - Compliance Team |
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11-753 - Statement of Priorities |
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11-754 - Amendments to National Policy 43-201 MRRS for Prospectuses and Annual Information Forms, Amendments to National Policy 12-201 MRRS for Exemptive Relief Applications, Amendments to National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities, and MI 81-104 Commodity Pools. |
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11-755 - Notice of WIthdrawal of OSC Staff Notices |
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11-756 - Assignment of Notice Numbers |
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11-757 - Withdrawal of OSC Notices |
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11-758 - Review of Limited Market Dealers |
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11-759 - Business Continuity Planning |
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11-760 - Report on Mutual Fund Sales Practices Under Part 5 of NI 81-105 Mutual Fund Sales Practices |
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11-761 - IOSCO Consults on Changes to Code of Conduct for Credit Rating Agencies |
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11-762 - Regarding Statement of Priorities for Fiscal Year Ending March 31, 2009 |
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11-763 - A Focused Review of the Securities Valuation and Expense Allocation Practices of Fund Managers |
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11-901 - Schedule 1 (Fees) to the Regulation to the Securities Act (Ontario) |
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11-902 - Regarding Statement of Priorities for Fiscal Year Ending March 31, 2006 |
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11-903 - Regarding Statement of Priorities for Fiscal Year Ending March 31, 2007 |
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11-904 - Request for Comment regarding the Proposed Passport System |
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12-201 - Mutual Reliance Review System for Exemptive Relief Applications Implementation |
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| January 25, 2008 |
CSA Notice 11-102 - Notice of Rescission of 12-201 in PDF |
| November 18, 2005 |
Amended National Policy |
| November 18, 2005 |
National Policy |
| August 26, 2005 |
National Policy |
| August 6, 2004 |
Notice of Amendments |
| August 6, 2004 |
Amendments |
| August 6, 2004 |
CSA Notice |
| July 12, 2002 |
Notice of Amendments |
| July 12, 2002 |
National Policy |
| December 15, 1999 |
Notice of Implementation |
| November 19, 1999 |
Notice and National Policy (effective January 1, 2000) |
| November 20, 1998 |
Proposed National Policy |
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12-202 - Revocation of a Compliance-related Cease Trade Order |
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12-203 - Cease Trade Orders for Continuous Disclosure Defaults |
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12-302, 81-305 - National Policy 12-201 Mutual Reliance Review System ("MRRS") for Exemptive Relief Applications ("ERA") - ERA and Applications for Approvals or Exemptions under National Policy No. 39 "Mutual Funds" ("NP 39") |
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12-303 - Exemptive Relief Applications and Year End |
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12-304 - National Policy 12-201 Mutual Reliance Review System for Exemptive Relief Applications Frequently Occurring Issues |
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12-305 - Exemptive Relief Application and Year End |
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12-306 - Exemptive Relief Applications and Year End |
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12-307 - Applications for a Decision that an Issuer is not a Reporting Issuer |
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12-309 - Impact of MI 11-101 on the MRRS for Exemptive Relief Applications |
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12-310 - Expedited Treatment of Applications under the Mutual Reliance Review System for Exemptive Relief Applications |
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12-401 - National Application System |
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12-602 - Deeming an Issuer from Certain Other Canadian Jurisdictions to be a Reporting Issuer in Ontario |
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12-702 - Applications to be Deemed a Reporting Issuer in Ontario |
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12-703 - Preferred Format of Applications to the Director under Clause 1(10)(b) of the Securities Act (Ontario) |
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12-704 - Materials to be Provided on a Compact Disc or 3.25" Disk on Exemptive Relief Applications |
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13-101 - System For Electronic Document Analysis And Retrieval (SEDAR) |
| |
| June 19, 2009 |
Proposed Consequential Amendments Implementing Point of Sale Disclosure for Mutual Funds in PDF |
| November 28, 2008 |
NI 13-101 Unofficial Consolidated National Instrument as of November 28, 2008 in PDF |
| November 10, 2006 |
Consequential Amendments |
| July 28, 2006 |
Consequential Amendments in PDF |
| June 3, 2005 |
Consequential Amendments |
| May 27, 2005 |
Consequential Amendments in PDF |
| April 2, 2004 |
Consequential Amendments |
| July 18, 2003 |
Amendments |
| January 31, 2003 |
Proposed Amendments |
|
Comments Received |
| January 24, 2003 |
Proposed Consequential Amendments |
| September 20, 2002 |
Notice of Amendment |
| August 27, 1999 |
Notice of Amendment (effective August 27, 1999) |
| June 25, 1999 |
Notice of Amendment |
| December 20, 1996 |
Final National Instrument (effective December 17, 1996) |
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13-301 - SEDAR - Use of Incorrect Document Formats |
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13-302 - Notice of Changes to SEDAR Filer Software |
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13-303 - SEDAR Operational Changes |
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13-304 - Changes to SEDAR Filing Service Charges |
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13-305 - SEDAR Changes for Mutual Reliance Review Systems for Prospectuses and AIFs |
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13-306 - Guidance for SEDAR Users |
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13-307 - Ammendments to SEDAR Filer Manual |
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13-308 - Increases to SEDAR Annual Filing Service Charges |
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13-310 - Securities Regulatory Authority Closed Dates 2002 |
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13-311 - Changes to SEDAR Annual Filing Service Charges |
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13-312 - Securities Regulatory Authority Closed Dates 2003 |
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13-313 - Securities Regulatory Authority Closed Dates 2004 |
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13-314 - 2005 Changes to SEDAR Annual Filing Service Charges |
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13-315 - Securities Regulatory Authority Closed Dates |
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13-316 - Amendments to the SEDAR Filer Manual |
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13-401 - Request for Changes, Additions or Improvements for a Revised SEDAR System |
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13-501 - Payment of Fees |
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13-502 - Fees |
| |
| May 29, 2009 |
Ministerial Approval - Revocation and Replacement |
| May 29, 2009 |
OSC Rule 13-502 Fees in PDF |
| March 13, 2009 |
OSC Rule 13-502 Fees in PDF |
| March 13, 2009 |
Notice of Commission Approval of Revocation and Replacement |
| March 13, 2009 |
13-502- Blacklined Version - Comparison of October 3, 2008 Publication for Comment to Rule Approved by the Commission in PDF |
| October 3, 2008 |
Request for Comments in PDF |
| |
Comments Received |
| September 5, 2008 |
Unofficial Consolidated Rule, Forms and Companion Policy as of September 5, 2008 in PDF |
| March 7, 2008 |
Consequential Amendments Approved by Minister in PDF (see page 260) |
| February 1, 2008 |
Consequential Amendments Approved by Minister |
| December 21, 2007 |
Consequential Amendments Approved by Commission in PDF (see page 335) |
| March 17, 2006 |
Notice of Ministerial Approval |
| March 17, 2006 |
OSC Rule 13-502 Fees in PDF |
| January 20, 2006 |
13-502 - Blacklined Version - Comparison of August 12, 2005 Publication for Comment to Rule approved by Commission |
| January 20, 2006 |
Commission Approval |
| January 20, 2006 |
OSC Rule 13-502 Fees in PDF |
| September 9, 2005 |
Notice of Ministerial Approval |
| September 9, 2005 |
Consequential Amendments in PDF |
| August 12, 2005 |
Request for Comment - Proposed Revocation and Replacement of OSC Rule 13-502 Fees and Companion Policy 13-502CP Fees |
| |
Comments Received |
| August 12, 2005 |
Proposed OSC Rule 13-502 Fees and Companion Policy 13-502CP Fees in PDF |
| August 12, 2005 |
Request for Comments - Proposed Revocation and Replacement of OSC Rule 13-502 Fees, Companion Policy 13-502CP, OSC Rule 13-503 (Commodity Futures Act) Fees and Companion Policy 13-503CP |
| July 8, 2005 |
Consequential Amendments in PDF |
| December 17, 2004 |
Proposed Consequential Amendments |
| November 28, 2003 |
Consolidated Version - OSC Rule 13-502, Related Forms and Companion Policy |
| November 28, 2003 |
Amendments |
| November 28, 2003 |
FAQ's |
| November 28, 2003 |
Notice of Minister of Finance Approval |
| September 19, 2003 |
Amendments |
| September 19, 2003 |
Notice of Amendments |
| September 19, 2003 |
Notice of Commission Approval of Amendments |
| June 13, 2003 |
OSC Rule 13-502 Fees |
| |
Comments Received |
| June 13, 2003 |
Notice of Minister of Finance Approval |
| May 16, 2003 |
Amendments |
| May 16, 2003 |
Request for Comments |
| May 16, 2003 |
Notice - Notice of Request for Comments |
| April 4, 2003 |
Notice of Minister of Finance Approval |
| March 14, 2003 |
Implementation of Final Rule FAQs |
| January 31, 2003 |
Final Rule and Companion Policy in PDF |
| January 31, 2003 |
Notice of Final Rule and Companion Policy |
| January 31, 2003 |
Notice of Commission Approval |
| January 3, 2003 |
Final Rule and Companion Policy in PDF |
| January 3, 2003 |
Notice of Final Rule and Companion Policy |
| January 3, 2003 |
Notice of Commission Approval |
| June 28, 2002 |
Notice and Request for Comment |
|
Comments Received |
| June 28, 2002 |
Proposed Rule in PDF |
| |
|
|
|
|
13-503 - (Commodity Futures Act) Fees |
| |
| May 29, 2009 |
Ministerial Approval - Revocation and Replacement |
| May 29, 2009 |
OSC Rule 13-503 (Commodity Futures Act) Fees in PDF |
| March 13, 2009 |
OSC Rule 13-503 (Commodity Futures Act) Fees in PDF |
| March 13, 2009 |
Notice of Commission Approval of Revocation and Replacement |
| March 13, 2009 |
13-503 - Blacklined Version - Comparison of October 3, 2008 Publication for Comment to Rule Approved by the Commission in PDF |
| October 3, 2008 |
Request for Comments |
| |
Comments Received |
| March 17, 2006 |
Notice of Ministerial Approval |
| March 17, 2006 |
OSC Rule 13-503 (Commodity Futures Act) Fees |
| January 20, 2006 |
13-503 - Blacklined Version - Comparison of August 12, 2006 Publication for Comment to Rule approved by Commission |
| January 20, 2006 |
OSC Rule 13-503 (Commodity Futures Act) Fees |
| August 12, 2005 |
Request for Comment - Proposed Revocation and Replacement of OSC Rule 13-503 (Commodity Futures Act) Fees and Companion Policy 13-503CP (Commodity Futures Act) Fees |
| August 12, 2005 |
OSC Rule 13-503 (Commodity Futures Act) Fees |
| August 12, 2005 |
Request for Comments - Proposed Revocation and Replacement of OSC Rule 13-502 Fees, Companion Policy 13-502CP, OSC Rule 13-503 (Commodity Futures Act) Fees and Companion Policy 13-503CP |
| November 28, 2003 |
OSC Rule 13-503 (Commodity Futures Act) Fees |
| November 28, 2003 |
Notice of Minister of Finance Approval |
| September 19, 2003 |
OSC Rule 13-503 (Commodity Futures Act) Fees |
| September 19, 2003 |
Notice of Final Rule and Policy Under the Commodity Futures Act |
| September 19, 2003 |
Notice of Commission Approval |
| May 16, 2003 |
Proposed Rule and Companion Policy |
| May 16, 2003 |
Request for Comments |
| May 16, 2003 |
Notice - Notice of Request for Comments |
| |
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|
|
13-601 - Public Availability of Material Filed under the Securities Act |
| |
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|
|
13-701 - SEDAR Filings and Year 2000 Contingency Plans |
| |
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|
|
13-702 - Processing Prospectuses Before Year End |
| |
|
|
|
13-703 - Implementation of Final rule 13-502 Fees - FAQs |
| |
|
|
|
14-101 - National Definitions |
| |
| September 5, 2008 |
Unofficial Consolidated National Instrument as of September 5, 2008 in PDF |
| March 28, 2008 |
Amendment Instrument for NI 14-101 Definitions |
| March 28, 2008 |
Minister of Finance Approval |
| March 7, 2008 |
Consequential Amendments Approved by Minister in PDF (see page 169) |
| January 4, 2008 |
Notice of Amendments |
| December 21, 2007 |
Consequential Amendments Approved by Commission in PDF (see page 245) |
| December 20, 2002 |
Amendments to National Instrument |
| December 20, 2002 |
Notice of Ministerial Approval |
| October 18, 2002 |
Amendment |
| October 18, 2002 |
Notice of Amendment |
| September 28, 2001 |
Notice and Proposed Amendments |
| July 2, 1999 |
Notice of Final Amendment (effective July 1, 1999) |
| March 26, 1999 |
Notice of Amendment to National Instrument |
| September 11, 1998 |
Proposed Amendment to National Instrument |
| April 4, 1997 |
Final National Instrument (effective April 1, 1997) |
| |
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|
14-501 - Local Definitions |
| |
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|
|
14-502 - (Commodities Futures Act) Designation of Additional Commodites |
| |
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|
15-701 - Meetings with a Commissioner Regarding a Prospectus or an Application for Exemption or Registration |
| |
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|
15-702 - Credit for Cooperation |
| |
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15-703 - Guidelines for Staff Disclosure of Investigations |
| |
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|
15-901 - Proposed Procedures for Opportunities to be Heard Before Director's Decisions on Registration Matters |
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|
15-902 - Guidelines for Executive Director’s Settlements |
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