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Miscellaneous (Including Rescissions) |
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OSC Policy 2.1 - Applications to the Ontario Securities Commission |
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| October 1, 2007 |
OSC Policy 2.1* |
| *This version of OSC Policy 2.1 is not an official version. This version was prepared by OSC staff to assist those considering making applications to the OSC. However, the OSC does not guarantee the accuracy, timeliness, or completeness of this version. The OSC makes no warranty about this version and the OSC will not be liable for any damages of any kind arising from its use. |
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National Policy No. 27 Canadian Generally Accepted Accounting Principles for Investment Funds |
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National Policy No. 31 Change of Auditor of a Reporting Issuer that is an Investment Fund |
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National Policy No. 50 Reservations in an Auditor's Report Filed by an Investment Fund |
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National Policy No. 51 Changes in the Ending Date of a Financial Year and in Reporting Status of an Investment Fund |
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Proposed Rescission of National Policy No. 25 - Registrants Advertising Disclosure of Interest |
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Proposed Rescission of National Policy No. 49 - Self-Regulatory Organization Membership |
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Rescission of National Policy No. 4, No. 16, and No. 20 |
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Rescission of National Policy Statement No. 30: Processing of "Seasoned Prospectuses" |
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Rescission of Uniform Act Policy No. 2-01, 2-02, 2-06, 2-08 and 2-09 |
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Rescission of Uniform Act Policies 2-01, 2-02, 2-03, 2-04, 2-06, 2-08 and 2-09 |
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Rescission of Uniform Act Policy No. 2-10 |
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Rescission of Uniform Act Policy No. 2-11 |
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Rescission of OSC Policy Statements 2.4, 2.10, and 2.11 |
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Proposed Rescission of OSC Policy Statement No. 1.1, 4.1, 7.2, 7.3, 7.6 and 7.7 |
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Rescission of OSC Policy Statement No. 5.2 - Notice and Request for Comments |
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Processing of Registration Applications Prior to Implementation of the NRD and Related Issues |
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Business Corporations Act (Ontario) |
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OSC Staff Notice - Registration Renewal |
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Reduction of All Fees - Fees Schedule Superseded by OSC Rule 13-502 |
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Staff Notice: Ontario Superior Court of Justice Dismisses Application Relating to MacDonald Oil Take-over Bid for Bresea |
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CICA Assurance Standards Board Exposure Draft-Auditor Assistance to Underwriters and Others |
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Processing Prospectuses Before Year-End |
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Backward Pricing Issue |
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Issuers Eligible to Participate in the POP System |
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Multi Jurisdictional Disclosure System |
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Notice of Revocation of Deemed Rule Made Under the Securities Act |
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National Policy Statement No. 14 - Acceptability of Currencies in Material Filed with Securities Regulatory Authorities |
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National Policy No. 21 - National Advertising - Warnings |
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Rules Extending the Expiration Date From July 1, 2002 to December 31, 2003 |
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Certain Reporting Issuers |
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Rules Extending the Expiration Date From December 31, 2000 to December 2001 and From July 1, 2001 and From July 1, 2001 to July 1, 2002 and the Commission Intention to Allow Lapsing of Some Deemed Rules |
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Certain Reporting Issuers [including National Policy Statement No. 41] |
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Certain Reporting Issuers |
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Regulation 1015, R.R.O. 1990, as amended, and In the Matter of Certain International Offerings by Private Placement in Ontario |
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Limitations on a Registrant Underwriting Securities of a Related Issuer or Connected Issuer of the Registrant expires December 31, 2000 |
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Blanket Permission - International Offerings Made By Way of Private Placement in Ontario - Subsection 38(3) of the Securities Act (Ontario); for explanation see 23 OSCB 6208 |
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Rules Extending the Expiration Date From December 31, 1999 to December 31, 2000 and July 1, 2001 |
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Limitations on a Registrant Underwriting Securities of a Related Issuer or Connected Issuer of the Registrant |
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Certain Advisors |
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Shelf Prospectus Offerings and for Pricing Offerings after the Prospectus is Receipted |
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Prompt Offering Qualification System [including National Policy Statement No. 47] |
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Policy Statement No. 47 and The Solicitation of Expressions of Interest [including National Policy Statement No. 47] |
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Certain Reporting Issuers (1997), 20 OSCB 1219 (the "Rule") |
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Certain Reporting Issuers [including National Policy Statement No. 41] |
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Going Private Transactions |
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Insider Bids, Issuer Bids, and Take-Over Bids in Anticipation of Going Private Transactions |
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Certain Reporting Issuers |
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Rules Extending the Expiration Date From December 31, 1998 to December 31, 1999 |
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Going Private Transactions |
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Insider Bids, Issuer Bids, and Take-Over Bids in Anticipation of Going Private Transactions |
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Limitations on a Registrant Underwriting Securities of a Related Issuer or Connected Issuer of the Registrant |
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Certain Advisers |
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Prompt Offering Qualification System [including National Policy Statement No. 47]. |
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Policy Statement No. 47 and The Solicitation of Expressions of Interest [including National Policy Statement No. 47] |
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Certain Reporting Issuers (1997), 20 OSCB 1219 (the "Rule") |
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Three Rules, each entitled In the Matter of Certain Reporting Issuers (1997), 20 OSCB 1218 and 1219, (the "Rules") |
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Certain Reporting Issuers [including National Policy Statement No. 41] |
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Rules Extending the Expiration Date From July 1, 1998 to July 1, 1999 to July 1, 2000 and July 1, 2001 |
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Simplified Prospectus Qualification System for Mutual Funds [Including National Policy Statement No. 36 and National Policy Statement No. 39] - Notice of Amendment to Rule Under the Securities Act |
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Certain Trades in Securities of Junior Resource Issuers - Notice of Amendment to Rule Under The Securities Act |
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Blanket Permission - International Offerings Made by Way of Private Placement in Ontario - Subsection 38(3) of the Securities Act (Ontario) - Notice of Amendment to Rule Under the Securities Act |
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Regulation 1015, R.R.O. 1990, as amended and in the Matter of Certain International Offerings by Private Placement in Ontario - Amendment to Rule Under the Securities Act |
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Rules That Were Extended From July 1, 1998 to July 1, 1999 |
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Regulation 1015, R.R.O. 1990, as amended and in the matter of Certain International Offerings by Private Placement in Ontario |
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International Offerings made by way of Private Placement in Ontario |
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Rules That were Extended From July 1, 1998 to December 31, 1998 |
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Trading in Securities of Labour Sponsored Investment Fund Corporation |
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Mutual Fund Securities |
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Trades in Securities of a Private Company Under the Execution Act |
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Trades by Issuers in Connection with Securities Exchange Issuer Bids and In the Matter of Trades by Holders of Securities of a Company to Another Company in Connection with an Amalgamation, and Arrangement or a Specified Statutory Procedure |
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Trades by Issuers Upon Exercise of Certain Conversion or Exchange Rights and In the Matter of the First Trade in Securities Acquired Upon Exercise of Such Conversion or Exchange Rights |
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Certain Proposed Amendments |
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Dividend Reinvestment Plans |
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Trades by an Issuer in Securities of its Own Issue to Senior Officers, Directors, Personal Holding Companies and Registered Retirement Savings Plans and a Controlling Shareholder in Securities of an Issuer to Employees, Senior Officers, Directors, Personal Holding Companies and Registered Retirement Savings Plans |
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