OSC Banner
Search  
Advanced Search  
OSC Logo
  Homepage Sitemap Legal Disclaimer Privacy Statement Français Fast Answers Related Links Contact Us RSS

About the OSC

For the Consumer

Dealers & Advisers
 

Policy & Regulation
 Rules, Policies, 
& Notices
 
Proposed Rules 
& Policies
 
Orders, Rulings & 
Decisions
 
Legislation 
OSC Bulletin 
Status Summaries 
Promoting Investor 
Confidence
 
Uniform Securities 
Legislation (USL)
 
Memoranda 
of Understanding
 
Legislative Reviews 
Mining Resources  
 

Enforcement

Public Companies

Hot Topics

Market Regulation

Investment Funds

International Affairs

Forms

Fast Answers (FAQs)

Related Links
   
   
   
   
 
Image of a letter  Email this page
   
 
Image of a printer  Print this page
   
   
31-102 - National Registration Database


Comments Received
September 12, 2002 Gary Litwack (Goodman and Carr LLP) in PDF
August 20, 2002 Richard E. Austin (Scotia Securities) in PDF
August 15, 2002 D'Arcy Chadwick (Royal Bank of Canada) in PDF
August 14, 2002 Judy Nicholson (Edward Jones) in PDF
August 13, 2002 Douglas B. Carnall (TD Bank Financial Group) in PDF



Comments Received
April 8, 2002 Sandra L. Kegie (Mutual Fund Dealers Compliance Officers Forum) in PDF
March 18, 2002 Roger Oatman (Credential Securities Inc. and Credential Asset Management)
March 18, 2002 Richard E. Austin (Scotia Securities Inc.) in PDF
March 18, 2002 Linda Raffaghello (McCarthy Tetrault) in PDF
March 18, 2002 D'Arcy Chadwick (RBC Financial Group) in PDF
March 18, 2002 Michael S. McGrann (BMO Nesbitt Burns)
March 15, 2002 Clare Douglas (Credit Suisse First Boston) in PDF
March 15, 2002 Nicole Martineau (National Bank Financial) in PDF
March 15, 2002 Judy Nicolson (Edward Jones) in PDF
March 15, 2002 Linda Holmes (The Investment Funds Institute of Canada) in PDF
March 15, 2002 John Mountain (The Investment Funds Institute of Canada) in PDF
March 15, 2002 Frank Hurst (Dundee Securities Corp.) in PDF
March 15, 2002 Gelsie Casella (Berkshire Investment Group Inc.)
March 14, 2002 Warren Law (Canadian Bankers Association) in PDF
March 14, 2002 Jane Birnie (Manulife Financial & Manulife Securities International Ltd.) in PDF
March 13, 2002 Douglas B. Carnall (TD Bank Financial Group) in PDF


 
Government of Ontario Crest
  Homepage Sitemap Legal Disclaimer Privacy Statement Français Fast Answers Related Links Contact Us RSS