OSC Banner
Search  
Advanced Search  
OSC Logo
  Homepage Sitemap Legal Disclaimer Privacy Statement Français Fast Answers Related Links Contact Us RSS

About the OSC

For the Consumer

Dealers & Advisers
 

Policy & Regulation
 Rules, Policies, 
& Notices
 
Proposed Rules 
& Policies
 
Orders, Rulings & 
Decisions
 
Legislation 
OSC Bulletin 
Status Summaries 
Promoting Investor 
Confidence
 
Uniform Securities 
Legislation (USL)
 
Memoranda 
of Understanding
 
Legislative Reviews 
Mining Resources  
 

Enforcement

Public Companies

Hot Topics

Market Regulation

Investment Funds

International Affairs

Forms

Fast Answers (FAQs)

Related Links
   
   
   
   
 
Image of a letter  Email this page
   
 
Image of a printer  Print this page
   
   
23-402 Best Execution and Soft Dollar Arrangements


Comments Received    (deadline for comments: May 6, 2005)
June 15, 2005 James E. Twiss (RS) in PDF
June 9, 2005 Thomas A. Hockin (IFIC) in PDF
May 25, 2005 Ray Tucker & Peter Haynes (TD Newcrest) in PDF
May 25, 2005 Douglas Steiner (Perimeter Financial Corp.) in PDF
May 19, 2005 Rajiv Silgardo (Barclays Global Investors) in PDF
May 13, 2005 Joan Hinchman (NSCP) in PDF
May 13, 2005 Peggy Bowie & Sandra Macdonald (CSTA) in PDF
May 13, 2005 Wayne McAlpine (Commission Direct Inc.) in PDF
May 13, 2005 William E. Hewitt & D. Peter Donovan (Financial Executives International Canada) in PDF
May 12, 2005 W. Terrence Wright & W. Sian Burgess (Mackenzie) in PDF
May 12, 2005 Barbara Palk (TD Asset Management Inc.) in PDF
May 12, 2005 D. Chornous, F. Lippa & R. Lalji (RBC Financial Group) in PDF
May 9, 2005 William E. Hewitt & D. Peter Donovan (Financial Executives International Canada) in PDF
May 6, 2005 Joseph J. Oliver (Investment Dealers Association of Canada) in PDF
May 6, 2005 Warren Law & Daniel Iggers (Canadian Bankers Association) in PDF
May 6, 2005 John Reilly (RBC Capital Markets) in PDF
May 6, 2005 BNY Securities Group Letter in PDF
May 6, 2005 Rik Parkhill (TSX Markets) in PDF
May 6, 2005 Daniel Chiu (CPP Investment Board) in PDF
May 6, 2005 Nicole White (Aurion Capital Management Inc.) in PDF
May 6, 2005 Judith Robertson (Markets) in PDF
May 5, 2005 Bob Collie (Russell Investment Group) in PDF
May 5, 2005 James P. Magee (Shorcan) in PDF
May 5, 2005 Michael A. Taylor (RBC Global Services) in PDF
May 3, 2005 Todd W. Burns (LJR) in PDF
May 2, 2005 Michelle Peacock (BMO Nesbitt Burns) in PDF
April 29, 2005 Richard Howson & Robert Tattersall (Howson Tattersall) in PDF
April 26, 2005 Paul Riccardi (CIBC World Markets) in PDF
April 5, 2005 Ken Kivenko (Kenmar) in PDF


 
Government of Ontario Crest
  Homepage Sitemap Legal Disclaimer Privacy Statement Français Fast Answers Related Links Contact Us RSS