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23-102 - Use of Client Brokerage Commissions as Payment for Order Execution Services or Research ("Soft Dollar Arrangements")
| April 15, 2008 |
Peter Haynes & Ray Tucker (TD Securities Inc.) in PDF |
| April 10, 2008 |
Investment Management Practice Group (Borden Ladner Gervais LLP) in PDF |
| April 10, 2008 |
Daniel E. Chornous & Frank Lippa (RBC Asset Management) in PDF |
| April 10, 2008 |
Joanne DeLaurentiis (The Investment Funds Institute of Canada) in PDF |
| April 10, 2008 |
Ian Pember, Dawn Scott & Phil Schmitt (Alternative Investment Management Association) in PDF |
| April 10, 2008 |
Joan Hinchman (NSCP) in PDF |
| April 9, 2008 |
Ian Russell (Investment Industry Association of Canada) in PDF |
| April 9, 2008 |
Bob Lau (Leith Wheeler Investment Counsel Ltd.) in PDF |
| April 9, 2008 |
Bruce Garland (Bloomberg Finance L.P.) in PDF |
| April 9, 2008 |
Peter S. Bowen (Fidelity Investments Canada ULC) in PDF |
| April 9, 2008 |
Charles R. Sims (IGM Financial Inc.) in PDF |
| April 9, 2008 |
Greystone Managed Investments Inc. in PDF |
| April 9, 2008 |
Mark Conforti (SIFMA) in PDF |
| April 9, 2008 |
John Meserve (BNY ConvergEx Group LLC) in PDF |
| April 8, 2008 |
Katie A. Walmsley (Investment Counsel Association of Canada) in PDF |
| April 8, 2008 |
Susan M. Olson (Investment Company Institute) in PDF |
| April 8, 2008 |
Monique S. Botkin (Investment Adviser Association) in PDF |
| April 8, 2008 |
Barbara Palk (TD Asset Management) in PDF |
| March 26, 2008 |
Graham Laybourn (Baillie Gifford & Co) in PDF |
| March 20, 2008 |
Blair Carey (The Canadian Advocacy Council) in PDF |
| March 18, 2008 |
Wayne B. McAlpine (Commission Direct Inc.) in PDF |
| November 3, 2006 |
W. Sian Burgess (IGM Financial) in PDF |
| November 3, 2006 |
Randy Cass (First Coverage) in PDF |
| November 3, 2006 |
Rajiv Silgardo (Barclays Global Investors) in PDF |
| November 2, 2006 |
John S. Montalbano (Phillips, Hager & North) in PDF |
| November 1, 2006 |
Roger Beauchemin (McLean Budden) in PDF |
| November 1, 2006 |
Joe DeSario (Reuters) in PDF |
| November 1, 2006 |
Valerie Barush (IAA) in PDF |
| October 30, 2006 |
Katie A. Walmsley (ICAC) in PDF |
| October 30, 2006 |
Ian C.W. Russell (IIAC) in PDF |
| October 30, 2006 |
Ian Williams (Perimeter Financial Corp.) in PDF |
| October 27, 2006 |
AGF Funds Inc. in PDF |
| October 26, 2006 |
Daniel Chiu (CPP Investment Board) in PDF |
| October 26, 2006 |
Chris Guthrie & Arun Kaul (Hillsdale Investment Management Inc.) in PDF |
| October 26, 2006 |
Peter S. Bowen (Fidelity Investments) in PDF |
| October 24, 2006 |
Warren Law (Canadian Bankers Association) in PDF |
| October 20, 2006 |
Doug Pearce (bcIMC) in PDF |
| October 20, 2006 |
Paul-Andre Brisson (Highstreet Asset Management Inc.) in PDF |
| October 19, 2006 |
Gordon R. Cunningham (Cumberland Private Wealth Management Inc.) in PDF |
| October 19, 2006 |
Blair Carey and Robert Morgan (Canadain Advocacy Council) in PDF |
| October 19, 2006 |
Graham E. Henderson (Pacific Capital Management Ltd.) in PDF |
| October 19, 2006 |
John Meserve (BNY ConvergEx Group LLC) in PDF |
| October 19, 2006 |
T. Rowe Price Associates, Inc. in PDF |
| October 19, 2006 |
Peter Bailey (Raymond James) in PDF |
| October 19, 2006 |
Robert C. Grohowski (ICI) in PDF |
| October 19, 2006 |
Nicholas Thadaney (ITG) in PDF |
| October 19, 2006 |
Peter Haynes & Ray Tucker (TD Newcrest) in PDF |
| October 19, 2006 |
Mark Tiffin (Capital International) in PDF |
| October 19, 2006 |
Angus Macdonald (Baillie Gifford & Co.) in PDF |
| October 19, 2006 |
AIMA Canada - by Ian Pember (Hillsdale Investment Management Inc.), Ron Kosonic (Borden Ladner) and Phil Schmitt (Summerhill Holdings Inc.) in PDF |
| October 19, 2006 |
Michael Palmer (Veritas Investment Research) in PDF |
| October 18, 2006 |
Mark Rosen (Accountability Research Corp.) in PDF |
| October 18, 2006 |
Wayne B. McAlpine (Commission Direct Inc.) in PDF |
| October 18, 2006 |
Claude-Etienne Borduas (CIBC) in PDF |
| October 17, 2006 |
David McCaslin & William Wheatley (Greystone) in PDF |
| October 17, 2006 |
Robert F. Richards & Richard M. Tattersall (Heathbridge Capital Management Ltd.) in PDF |
| October 17, 2006 |
Bruce Garland (Bloomberg) in PDF |
| October 16, 2006 |
Alfred G. Wirth (Wirth Associates Inc.) in PDF |
| October 16, 2006 |
Daniel E. Chornous, Frank Lippa and Mark D. Pratt (RBC Asset Management) in PDF |
| October 13, 2006 |
Joan Hinchman (NSCP) in PDF |
| October 12, 2006 |
Barbara Palk (TD Asset Management) in PDF |
| August 15, 2006 |
Eugene A. Noser Jr. (Kenmar) in PDF |
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