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23-101 - Trading Rules


Comments Received
July 23, 2007 Scotia Capital Inc. in PDF
July 20, 2007 Judith Robertson & Mario Josipovic (Perimeter Markets Inc.) in PDF
July 19, 2007 Brian Pynn & Spencer MacCosham (Raymond James Ltd) in PDF
July 19, 2007 Timothy S. Baikie (CNQ) in PDF
July 19, 2007 Daniel E. Chornous & Frank Lippa (RBC Asset Management) in PDF
July 19, 2007 Colin Fraser (Canadian Security Traders Association) in PDF
July 19, 2007 Rik Parkhill (TSX Group) in PDF
July 19, 2007 John Reilly & Kelley J. Hoffer (RBC Dominion Securities) in PDF
July 19, 2007 Ian C. W. Russell (Investment Industry Association of Canada) in PDF
July 19, 2007 Robert Young (Liquidnet Canada Inc.) in PDF
July 18, 2007 Wade Cox (egXCanada) in PDF
July 16, 2007 Barbara F. Palk (TD Asset Management) in PDF


Comments Received
October 23, 2006 James P. Magee (IDBA) in PDF
October 11, 2006 Jim Hopkins (Ministry of Finance, British Columbia) in PDF
October 11, 2006 Hank Cunningham (Blackmont Capital) in PDF


Comments Received
September 11, 2003 Laurence Rose (CBID) in PDF
September 10, 2003 Joseph J. Oliver (IDA) in PDF
September 4, 2003 Sheryl Kennedy & Bob Hamilton (Bank of Canada) in PDF
September 2, 2003 Jayson Horner (CanDeal) in PDF
July 22, 2003 Simon Romano (Stikeman Elliott) in PDF


Comments Received
October 24, 2000 Clifford Van Voorhees (Instinet Corporation)
October 20, 2000 Kevin M. Foley (Bloomberg) in PDF
October 20, 2000 Susan Cantlie (CDS) in PDF
October 19, 2000 William L. Hess, Q.C. (CDNX) in PDF
October 19, 2000 Barbara G. Stymiest (TSE) in PDF
October 17, 2000 Joseph J. Oliver (Investment Dealers Association of Canada)
October 16, 2000 James P. Magee (Shorcan Brokers Limited) in PDF
October 13, 2000 W. T. Wright (Investors Group) in PDF
October 12, 2000 Charles D. Caiger (Canadian Pacific Investment Management Limited)
October 10, 2000 Joie P. Watts (Instinet Canada Limited) in PDF
October 10, 2000 Gregory L. Davies (ITG Canada Corp.) in PDF
October 10, 2000 Lara Edwards (Groia & Company on behalf of Canadian Security Traders Association, Inc.) in PDF
September 29, 2000 Richard Van Nest (RBC Dominion Securities) in PDF
September 29, 2000 Tim Noel & Bob Hamilton (Bank of Canada) in PDF
September 29, 2000 Gerry Rocchi (Barclays Global Investors) in PDF
September 29, 2000 Richard Robicheau (Competition Bureau) in PDF
September 28, 2000 Peter S. Jarvis (Ontario Municipal Employees Retirement System) in PDF
September 28, 2000 Andrea S. Rosen & Mark E. Faircloth (TD Securities) in PDF
September 28, 2000 Robert G. Bertram (Ontario Teachers' Pension Plan Board) in PDF
September 20, 2000 Phipps Lounsbery (IDA Capital Market Committee) in PDF
August 21, 2000 Peter Beck (Swift Trade) in PDF


Comments Received
November 24, 1999 P. Morgan McCague (Teachers' Pension Plan Board) in PDF
November 15, 1999 Joseph J. Oliver (IDAC)
November 3, 1999 Carl C. Straub, Jr. (TraderDirect)
November 2, 1999 Greg Finkle (Warburg Dillon Read)
November 2, 1999 Joie P. Watts (Instinet Canada Limited) in PDF
October 28, 1999 Eric Tripp (Nesbitt Burns)
October 22, 1999 Joseph Oliver (IDAC)
October 22, 1999 Leslie Milrod (Versus)
October 19, 1999 Andrea Rosen (TD Securities)
October 18, 1999 Michael J. Campbell (Bloomberg L.P. c/o McMillan Binch)
October 15, 1999 Brian Shaw (CIBC World Markets)
October 15, 1999 Ron Parker & Bill Mitchell (Bank of Canada) in PDF
October 15, 1999 Bruce S. Garland (Bloomberg L.P.)
October 15, 1999 Tom Marley (Canadian Despository of Securities Ltd.)
October 14, 1999 W. T. Wright (Investors Group) in PDF
October 14, 1999 Michael E. Johnson (Vancouver Stock Exchange)
October 14, 1999 Joint Responses of the Canadian Exchanges
October 13, 1999 Cindy Lewis (Institutional Equity Traders Association) in PDF
September 30, 1999 Peter A. Erglis (Goepel McDermid Securities)
September 29, 1999 John Carson (Toronto Stock Exchange)


 
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