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OSC STAFF NOTICE 11-739 (REVISED)

POLICY REFORMULATION TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS

The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of December 31, 2007 has been posted to the OSC Website at www.osc.gov.on.ca under Policy and Regulation/Status Summaries.

Table of Concordance

- - - - - - - - - - - - - - - - - - - -

Item Key

The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy; 3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument; 9-Miscellaneous

- - - - - - - - - - - - - - - - - - - -

Reformulation

Instrument

Title

Status

 

NP 14

Acceptability of Currencies in Material Filed with Securities

To be rescinded (tied to 41-101)

Regulatory Authorities

 

NP 21

National Advertising -- Warnings

To be rescinded (tied to 41-101)

 

NP 22

Use of Information and Opinion Re Mining and Oil

Rescinded on December 28, 2007

Properties by Registrants and Others

 

NP 48

Future-Oriented Information

Rescinded on December 31, 2007

 

CSA

Pre-Marketing Activities in the Context of Bought Deals

To be withdrawn (tied to 41-101)

Notice 3

 

OSC

Prospectuses -- General Guidelines

To be rescinded (tied to 41-101)

Policy 5.1

 

OSC

Mortgage and Real Estate Investment Trusts and

To be rescinded (tied to 41-101)

Policy 5.3

Partnerships

 

OSC

"Closed End" Income Investment Trusts and Partnerships

To be rescinded (tied to 41-101)

Policy 5.4

(Other Than Mortgage and Real Estate Investment Trusts

and Partnerships)

 

OSC

Preliminary Prospectus -- Preparation, Filing and Frequently

To be rescinded (tied to 41-101)

Policy 5.7

Occurring Deficiencies

 

OSC

Selective Review of Prospectuses and other Documents

To be withdrawn (tied to 41-101)

Notice 20

New Instruments

11-739
Policy Reformulation Table of Concordance and List of New
Published October 5, 2007
Instruments (Revised)
 
51-101
Standards of Disclosure for Oil and Gas Activities -
Published October 12, 2007. Came into force
Amendments
December 28, 2007
 
51-102
Continuous Disclosure Obligations -- Amendments (related to
Published October 12, 2007 and December 21,
NP 48) (includes consequential amendments to 44-101, 45-101,
2007. Came into force December 31, 2007
45-106, 41-201, 51-201, 41-501, 45-501)
 
51-102
Continuous Disclosure Obligations -- Amendments (includes
Published October 12, 2007 and December 21,
consequential amendments to 52-107, 52-109, 52-110, 58-101,
2007. Came into force December 31, 2007
71-102, 51-801, 41-501)
 
51-102
Continuous Disclosure Obligations -- Amendments (includes
Published for comment October 12, 2007
consequential amendments to 52-108)
 
51-706
Corporate Finance Branch Report
Published November 2, 2007
 
33-729
Marketing Practices of Investment Counsel/Portfolio Managers
Published November 9, 2007
 
21-307
Extension of Approval of Information Processor for Corporate
Published November 9, 2007
Fixed Income Securities
 
11-737
Securities Advisory Committee Vacancies (Revised)
Published November 23, 2007
 
52-319
Status of Proposed Repeal and Replacement of MI 52-109
Published November 23, 2007
Certification of Disclosure in Issuers' Annual and Interim Filings
 
52-717
Certification of Annual and Interim Filings -- Venture Issuer
Published November 23, 2007
Basic Certifications
 
55-102
System for Electronic Disclosure by Insiders (SEDI) --
Published for comment December 7, 2007
Amendments
 
62-504
Take-Over Bids and Issuer Bids (includes consequential
Published December 14, 2007
amendments to 13-502, 62-103, 71-801)
 
62-201
Bids made only in certain jurisdictions
To be revoked (tied to 62-104)
 
62-203
Take-Over Bids and Issuer Bids
Published December 14, 2007
 
61-101
Protection of Minority Security Holders in Special Transactions
Published December 14, 2007
 
61-801
Implementing Multilateral Instrument 61-101
Published December 14, 2007
 
62-303
Identifying the Offeror in a Take-over Bid
To be withdrawn (tied to 62-104)

New Instruments (continued)

62-501
Prohibited Stock Market Purchases of the Offeree's Securities
To be revoked (tied to 62-504)
by the Offeror During a Take-Over Bid
 
62-503
Financing of Take-over Bids and Issuer Bids
To be revoked (tied to 62-504)
 
62-904
Recognition Order - In the Matter of the Recognition of Certain
To be revoked (tied to 62-504)
Jurisdictions [ss. 93(1)(e) and ss. 93(3)(h) of the Act (1997), 20
O.S.C.B. 1035
 
61-701
Applications for Exemptive Relief under Rule 61-501
To be withdrawn (tied to 61-101)
 
61-501
Insider Bids, Issuer Bids, Going Private Transactions and
To be revoked (tied to 61-801)
Related Party Transactions
 
61-801
Implementing MI 61-101 Protection of Minority Security Holders
Published December 14, 2007
in Special Transactions (includes consequential amendments to
71-802)
 
24-305
Frequently Asked Questions about NI 24-101 Institutional Trade
Published December 14, 2007
matching and Settlement and Related Companion Policy
 
51-313
Frequently Asked Questions -- National Instrument 51-101
Withdrawn on December 28, 2007
Standards of Disclosure for Oil and Gas Activities
 
51-321
Questions and answers concerning resources and possible
Withdrawn on December 28, 2007
reserves National Instrument 51-101 Standards of Disclosure
for Oil and Gas Activities
 
51-317
National Instrument 51-101 Standards of Disclosure for Oil and
Withdrawn on December 28, 2007
Gas Activities Application of Canadian Oil and Gas Evaluation
Handbook
 
51-324
Glossary to NI 51-101 Standards of Disclosure for Oil and Gas
Published October 12, 2007
Activities
 
41-101
General Prospectus Requirements -- Repeal and Replacement
Published December 21, 2007
(includes consequential amendments to 13-502, 14-101, 44-
101, 44-102, 44-103, 45-101, 51-102, 81-101, 81-104, 12-202,
56-501, 71-801)
 
41-801
Implementing National Instrument 41-101
Published December 21, 2007
 
42-303
Prospectus Requirements
To be withdrawn (tied to 41-101)
 
44-301
Frequently Asked Questions Regarding the New Prospectus
To be withdrawn (tied to 41-101)
Rules
 
41-501
General Prospectus Requirements
To be revoked (tied to 41-101)
 
41-502
Prospectus Requirements for Mutual Funds
To be revoked (tied to 41-101)
 
44-801
Implementing National Instrument 44-101
To be revoked (tied to 41-101)
 
47-601
Advertising During the Waiting Period
To be rescinded (tied to 41-101)
 
43-701
Regarding National Instrument 43-101
To be withdrawn (tied to 41-101)
 
43-702
Review Time Frames for "Equity Line" Short Form
To be withdrawn (tied to 41-101)
Prospectuses
 
46-701
Use of "Special Warrants" in Connection with Distributions of
To be withdrawn (tied to 41-101)
Securities by Prospectus
 
47-701
Advertising and Use of Marketing Material During the Waiting
To be withdrawn (tied to 41-101)
Period
 
47-702
Contemporaneous Private Placements and Public Offerings and
To be withdrawn (tied to 41-101)
Media Coverage Prior to the Commencement of the Waiting
Period
 
47-703
Media Articles Appearing During the Waiting Period
To be withdrawn (tied to 41-101)
 
47-704
Pre-Marketing Activities in the Context of Bought Deals
To be withdrawn (tied to 41-101)
 
81-707
Labour Sponsored Investment Funds -- Summary Disclosure of
To be withdrawn (tied to 41-101)
Fees, Expenses and Annual Performance Information in
Prospectuses of LSIFs; and the Payment of Sales and Trailing
Commissions Out of Fund Assets

For further information, contact:

Darlene Watson
Project Coordinator
Ontario Securities Commission
416-593-8148
 
January 11, 2008



 
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