Special Projects:

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21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4

April 20, 2007

Amendments to National Instrument in PDF

23-101 - Trading Rules and Companion Policy 23-101CP

April 20, 2007

Amendments to National Instrument in PDF

23-102 - Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services

January 11, 2008	Notice of Proposed National Instrument
	Comments Received
July 21, 2006	Notice of Proposed National Instrument
	Comments Received

23-402 - Best Execution and Soft Dollar Arrangements

February 4, 2005	Notice of Concept Paper
February 4, 2005	Concept Paper
	Comments Received

23-403 - Market Structure Developments and Trade Through Obligations

July 22, 2006	Trade-through Forum Transcript in PDF
July 22, 2005	CSA Discussion Paper
July 22, 2005	Request for Comments
	Comments Received

Data Consolidation

Data Consolidation for Exchange-Traded Securities
Initially, the ATS Rules contemplated the introduction of a data consolidater. This approach has since been amended (Amendments to ATS Rules, October 31, 2003)

February 23, 2001	DCS Advisory Committee Members in PDF
September 29, 2000	DCS FAQ (Part 3)
September 22, 2000	DCS FAQ (Part 2)
September 7, 2000	DCS FAQ (Part 1)
July 27, 2000	Data Consolidation System for a Canadian Consolidated Market, Request for Proposal

STP and T+1 - Canada's Efforts to Move to Straight-through Processing and Trade Date Plus One

April 4, 2008	Notice of OSC Rule 24-502 – Exemption from Transitional Rule: Extension of Transitional Phase-In Period in NI 24-101
April 4, 2008	CSA Notice 24-307 – Exemption from Transitional Rule: Extension of Transitional Phase-In Period in NI 24-101
February 1, 2008	CSA Staff Notice 24-306 - National Instrument 24-101 - Institutional Trade Matching and Settlement - Exception Reporting
December 14, 2007	CSA Staff Notice 24-305 - Frequently Asked Questions About NI 24-101 - Institutional Trade Matching and Settlement and Related Companion Policy
July 6, 2007	CSA Staff Notice 24-304 - CSA-Industry Working Group on National Instrument 24-101 - Institutional Trade Matching and Settlement
March 23, 2007	Notice of Ministerial Approval
March 23, 2007	NI 24-101 Institutional Trade Matching and Settlement, Forms 24-101F1, 24-101F2, 24-101F3, 24-101F4, and 24-101F5, and Companion Policy 24-101CP in PDF
January 12, 2007	Notice of NI 24-101 Institutional Trade Matching and Settlement and Companion Policy 24-101CP to NI 24-101 Institutional Trade Matching and Settlement
January 12, 2007	CSA Notice of NI 24-101Institutional Trade Matching and Settlement and Companion Policy 24-101CP to NI 24-101 Institutional Trade Matching and Settlement in PDF
January 12, 2007	Notice and Request for Comment - Proposed OSC Rule 24-501 - Designation as a Market Participant
March 3, 2006	CSA Notice 24-302 - Entitlement Payments to the Canadian Depository for Securities Limited (CDS)
March 3, 2006	CSA Notice and Request for Comment on Proposed National Instrument 24-101 - Institutional Trade Matching and Settlement, and Proposed Companion Policy 24-101CP to National Instrument 24-101 Institutional Trade Matching and Settlement
	Comments Received
February 11, 2005	CSA Notice 24-301 - Responses to Comments Received on Discussion Paper 24-401 on Straight-through Processing, Proposed National Instrument 24-101 Post-trade Matching and Settlement, and Proposed Companion Policy 24-101CP to National Instrument 24-101 Post-trade Matching and Settlement
November 5, 2004	CSA Staff Notice 33-312 - The CSA STP Readiness Assessment Survey Report is now Available on the OSC Website
November 5, 2004	CSA STP Readiness Assessment in PDF
April 19, 2004	Regulators Confirm Importance of STP to Canada's Capital Markets and Propose Mandating Same-Day Matching of Institutional Trades
April 16, 2004	Proposed National Instrument 24-101 Post-trade Matching and Settlement and Companion Policy 24-101CP to Proposed National Instrument 24-101 Post-Trade Matching and Settlement
April 16, 2004	Notice - Discussion Paper 24-401 on Straight-through Processing
April 16, 2004	CSA Request for Comment on Discussion Paper 24-401 on Straight-through Processing, and Proposed National Instrument 24-101 Post-trade Matching and Settlement, and Proposed Companion Policy 24-101CP to National Instrument 24-101 Post-trade Matching and Settlement
	Comments Received
April 16, 2004	Notice - CSA Request for Comment on Discussion Paper 24-401 on Straight-through Processing, and Proposed National Instrument 24-101 Post-trade Matching and Settlement, and Proposed Companion Policy 24-101CP to National Instrument 24-101 Post-trade Matching and Settlement
December 23, 2003	STP Infrastructure Survey Results in PDF
December 16, 2003	CSA Staff Notices 33-309 - The CSA STP Infrastructure Survey Results is Now Available on the OSC Website in PDF
September 19, 2003	CSA STP Readiness Assessment Survey Report (Survey Report) in PDF
September 19, 2003	CSA Staff Notices 33-308 - The CSA STP Readiness Assessment Survey Report (Survey Report) is Now Available on the OSC Website
July 18, 2003	CSA Staff Notice 33-307 - List of Canadian Registrant and Non-Registrant Firms that Completed the CSA STP Readiness Assessment Survey
May 29, 2003	Revised List of Ontario Firms who have Completed the CSA Survey by May 21, 2003
May 15, 2003	Introduction to the CSA STP Survey in PDF
May 15, 2003	CSA STP Survey in English in PDF
May 15, 2003	Glossary for the STP Survey in PDF
May 11, 2003	CSA News Release - Regulators Survey Industry's Straight-Through Processing Readiness
February 21, 2003	OSC Staff Notice 33-721 - CSA/OSC STP Readiness Assessment Survey
November 29, 2002	CSA Notice 51-305 Canadian Capital Markets Association - Corporate Actions and Other Entitlements White Paper - Oct 2002
November 28, 2002	Douglas M. Hyndman Letter regarding the CCMA letters dated July 3 and August 21, 2002
October 3, 2002	The Move to Straight-through Processing
November 13, 2001	Notice, Letter from David Brown (Chair of the OSC), and FAQ's regarding the letter
April 6, 2001	Canadian Capital Markets Association T + 1 White Paper - March 2001 - CSA Notice 33-401

Transaction Reporting and Electronic Audit Trail (TREATS)

October 20, 2006	CSA Notice 23-305
March 17, 2006	CSA Notice 23-304
March 17, 2006	Request for Proposal in PDF
April 15, 2005	CSA Staff Notice 23-302
March 28, 2003	CSA Staff Notice 23-301

Uniform Securities Transfer Act