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Canadian Trading and Quotation System (CNQ) - Rule Review
2008
July 11, 2008
CNQ – Notice of Commission Approval – French Versions of CNQ Rules and Policies
2007
September 21, 2007
CNQ Amendments to Policy 6 Distributions - Amendment of Warrant Terms - Notice of Commission Approval
and
CNQ Amendments to Policy 6 Distributions - Amendment of Warrant Terms
May 11, 2007
Notice of Commission Approval - Amendments to CNQ Rules 4-106, 4-107, 4-111 and 1-101 - Entry of Orders
and
CNQ - Amendments to CNQ Rules 4-106, 4-107, 4-111 and 1-101 - Entry of Orders - Summary of Comments
May 4, 2007
CNQ Notice and Request for Comments - Proposed Policy Change to Policy 6 - Distributions Regarding Amendment of Warrant Terms
February 16, 2007
CNQ Notice and Request for Comments - Proposed Rule Change to Rules 4-106 and 4-107 Regarding Entry of Orders
January 5, 2007
Notice of Commission Approval - Repeal of CNQ Rule 10 - Sales Practice
2006
October 6, 2006
CNQ Notice of Approval - Housekeeping Amendments to CNQ's Trader Approval Form
and
CNQ - Revised Trader Approval Form
July 21, 2006
CNQ Notice 2006-004 - Proposed Repeal of CNQ Rule 10
July 21, 2006
Notice of Commission Order – Variation of Recognition Order of Canadian Trading and Quotation System Inc.
and
Changes to CNQ Rules and Policies
April 21, 2006
CNQ - Revised CNQ Dealer Application
February 3, 2006
Notice of Commission Approval - Repeat of CNQ Rule 10-105 - Risk Disclosure Statement
and
CNQ - Repeal of Rule 10-105 - Risk Disclosure Statement - Summary of Comments
2005
October 7, 2005
CNQ Rules
October 7, 2005
CNQ Policies
August 12, 2005
Notice - CNQ - Request for Comments - Proposed Repeal of CNQ Rule 10-105
and
CNQ Notice and Request for Comments - Proposed Repeal of CNQ Rule 10-105
February 4, 2005
Notice of Commission Approval- Proposed Amendments to CNQ Rules - Entry of Off-Market Orders by Non-Market Makers
January 28, 2005
Commission Approval of Amendments to CNQ Rules - Issuers with a Substantial Connection to Alberta - Commission Approval to CNQ Rule Amendments
2004
December 3, 2004
Notice - CNQ Request for Comments - Entry of Off-Market Orders by Non-Market Makers Arrangements
and
CNQ Request for Comments - Entry of Off-Market Orders by Non-Market Makers
December 3, 2004
Notice - CNQ Request for Comments - Issuers with a Substantial Connection to Alberta
and
CNQ Request for Comments - Issuers with a Substantial Connection to Alberta
December 3, 2004
Notice of Commission Approval - CNQ Policy Amendment - Generic Share Certificates
and
CNQ Policy Amendment - Generic Share Certificates
September 17, 2004
Notice of Commission Approval - Canadian Trading and Quotation System Inc. (CNQ) - Amendments to CNQ's Listing Statement (Form 2A)
September 17, 2004
CNQ Revised Management's Discussion and Analysis ("MD&A") in the Listing Statement (Form 2A)
May 6, 2004
Consequential Amendments Resulting from Exchange Recognition
March 5, 2004
Notice of Commission Approval - Amendments to CNQ Rules and Policies
January 30, 2004
Notice of Commission Approval - Repeal of CNQ Policy 10 - Fees
2003
November 21, 2003
Notice of Commission Approval - Amendments to CNQ Issuer Policies - Out of Province Issuers
November 21, 2003
CNQ Request for Comments - Registration Requirements and Appeals of CNQ Decisions
November 21, 2003
CNQ Request for Comments - Registration Requirements and Appeals of CNQ Decisions
October 10, 2003
CNQ Notice - Repeal of Policy 10
July 18, 2003
CNQ Notice and Request for Comments - Proposed Amendments to CNQ Issuer Policies - Out of Province Issuers
