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STP - Canada's Efforts to Move to Straight-through Processing
| April 4, 2008 |
Rules, Policies & Notices - Notice of OSC Rule 24-502 – Exemption from Transitional Rule: Extension of Transitional Phase-In Period in NI 24-101 |
| April 4, 2008 |
Rules, Policies & Notices - CSA Notice 24-307 – Exemption from Transitional Rule: Extension of Transitional Phase-In Period in NI 24-101 |
| February 1, 2008 |
Rules, Policies & Notices - CSA Staff Notice 24-306 - National Instrument 24-101 - Institutional Trade Matching and Settlement - Exception Reporting |
| December 14, 2007 |
Rules, Policies & Notices - CSA Staff Notice 24-305 - Frequently Asked Questions About NI 24-101 - Institutional Trade Matching and Settlement and Related Companion Policy |
| July 6, 2007 |
Rules, Policies & Notices - CSA Staff Notice 24-304 – CSA-Industry Working Group on NI 24-101 – Institutional Trade Matching and Settlement |
April 23 and
May 8, 2007 |
OSC staff presentation to ICPMs on NI 24-101 |
| March 23, 2007 |
Rules, Policies & Notices - Notice of Ministerial Approval of NI 24-101 Institutional Trade Matching and Settlement |
| January 12, 2007 |
Rules, Policies & Notices - Notice of NI 24-101 Institutional Trade Matching and Settlement and Companion Policy 24-101CP to NI 24-101 Institutional Trade Matching and Settlement |
| January 12, 2007 |
Rules, Policies & Notices - CSA Notice of NI 24-101Institutional Trade Matching and Settlement and Companion Policy 24-101CP to NI 24-101 Institutional Trade Matching and Settlement in PDF |
| January 12, 2007 |
Rules, Policies & Notices - Notice and Request for Comment - Proposed OSC Rule 24-501 - Designation as a Market Participant |
| March 3, 2006 |
Rules, Policies & Notices - CSA Notice 24-302 - Entitlement Payments to the Canadian Depository for Securities Limited (CDS) |
| March 3, 2006 |
Rules, Policies & Notices - CSA Notice and Request for Comment on Proposed National Instrument 24-101 - Institutional Trade Matching and Settlement, and Proposed Companion Policy 24-101CP to National Instrument 24-101 Institutional Trade Matching and Settlement |
| February 11, 2005 |
Rules, Policies, & Notices - CSA Notice 24-301 - Responses to Comments Received on Discussion Paper 24-401 on Straight-through Processing, Proposed National Instrument 24-101 Post-trade Matching and Settlement, and Proposed Companion Policy 24-101CP to National Instrument 24-101 Post-trade Matching and Settlement |
| November 5, 2004 |
Rules, Policies, & Notices - CSA Staff Notice 33-312 - The CSA STP Readiness Assessment Survey Report is now Available on the OSC Website |
| November 5, 2004 |
CSA STP Readiness Assessment in PDF |
| April 19, 2004 |
News Releases - Regulators Confirm Importance of STP to Canada's Capital Markets and Propose Mandating Same-Day Matching of Institutional Trades |
| April 16, 2004 |
Rules, Policies, & Notices - Proposed National Instrument 24-101 Post-trade Matching and Settlement and Companion Policy 24-101CP to Proposed National Instrument 24-101 Post-Trade Matching and Settlement |
| April 16, 2004 |
Rules, Policies, & Notices - Notice - Discussion Paper 24-401 on Straight-through Processing |
| April 16, 2004 |
Rules, Policies, & Notices - CSA Request for Comment on Discussion Paper 24-401 on Straight-through Processing, and Proposed National Instrument 24-101 Post-trade Matching and Settlement, and Proposed Companion Policy 24-101CP to National Instrument 24-101 Post-trade Matching and Settlement |
| April 16, 2004 |
Rules, Policies, & Notices - Notice - CSA Request for Comment on Discussion Paper 24-401 on Straight-through Processing, and Proposed National Instrument 24-101 Post-trade Matching and Settlement, and Proposed Companion Policy 24-101CP to National Instrument 24-101 Post-trade Matching and Settlement |
| December 23, 2003 |
Rules, Policies, & Notices - STP Infrastructure Survey Results in PDF |
| December 16, 2003 |
Rules, Policies, & Notices - CSA Staff Notices 33-309 - The CSA STP Infrastructure Survey Results is Now Available on the OSC Website in PDF |
| September 19, 2003 |
CSA STP Readiness Assessment Survey Report (Survey Report) in PDF |
| September 19, 2003 |
Rules, Policies, & Notices - CSA Staff Notices 33-308 - The CSA STP Readiness Assessment Survey Report (Survey Report) is Now Available on the OSC Website |
| July 18, 2003 |
Rules, Policies, & Notices - CSA Staff Notice 33-307 - List of Canadian Registrant and Non-Registrant Firms that Completed the CSA STP Readiness Assessment Survey |
| May 29, 2003 |
Revised List of Ontario Firms who have Completed the CSA Survey by May 21, 2003 |
| May 15, 2003 |
Introduction to the CSA STP Survey in PDF |
| May 15, 2003 |
CSA STP Survey in English in PDF |
| May 15, 2003 |
Glossary for the STP Survey in PDF |
| May 11, 2003 |
News Releases - CSA News Release - Regulators Survey Industry's Straight-Through Processing Readiness |
| February 21, 2003 |
Rules, Policies, & Notices - OSC Staff Notice 33-721 - CSA/OSC STP Readiness Assessment Survey |
| November 29, 2002 |
Rules, Policies, & Notices - CSA Notice 51-305 Canadian Capital Markets Association - Corporate Actions and Other Entitlements White Paper - Oct 2002 |
| November 28, 2002 |
Douglas M. Hyndman Letter regarding the CCMA letters dated July 3 and August 21, 2002 |
| October 3, 2002 |
The Move to Straight-through Processing |
| November 13, 2001 |
Notice, Letter from David Brown (Chair of the OSC), and FAQ's regarding the letter |
| April 6, 2001 |
Canadian Capital Markets Association T + 1 White Paper - March 2001 - CSA Notice 33-401 |
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