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Mutual Fund Governance



March 30, 2007 Rules, Policies, & Notices - Frequently Asked Questions on National Instrument 81-107 Independent Review Committee for Investment Funds
November 10, 2006 Rules, Policies, & Notices - National Instrument 81-107
November 10, 2006 Rules, Policies, & Notices - Notice of Ministerial Approval of National Instrument 81-107
July 28, 2006 Rules, Policies, & Notices - National Instrument in PDF
July 28, 2006 Rules, Policies, & Notices - Notice of National Instrument in PDF
July 15, 2006 Rules, Policies, & Notices - Updated Memorandum from Carol Hansell on IRC member liability in PDF
May 27, 2005 Rules, Policies, & Notices - Notice of Request for Comments
  Comments Received
May 27, 2005 Rules, Policies, & Notices - Proposed National Instrument in PDF
May 2, 2005 Rules, Policies, & Notices - Memorandum from Carol Hansell on IRC member liability in PDF
January 9, 2004 Rules, Policies, & Notices - Cost-Benefit Analysis of Independent Review Committees (Proposed Methodology) - 81-107 Independent Review Committee for Mutual Funds in PDF
January 9, 2004 Mutual Fund Governance Cost Benefit Analysis Final Report in PDF
January 9, 2004 Rules, Policies, & Notices - Proposed National Instrument - 81-107 Independent Review Committee for Mutual Funds
January 9, 2004 Rules, Policies, & Notices - Request for Comments - 81-107 Independent Review Committee for Mutual Funds
  Comments Received
January 9, 2004 Rules, Policies, & Notices - Notice and Request for Comments - 81-107 Independent Review Committee for Mutual Funds
March 1, 2002 Rules, Policies, & Notices - CSA Concept Proposal 81-402 in PDF
Comments Received
March 1, 2002 Rules, Policies, & Notices - Background Research Report - The Canadian Mutual Fund Industry: It's Experience With and Attitudes Toward Mutual Fund Regulation in PDF
March 1, 2002 Rules, Policies, & Notices - Background Legal Report - Trust Law Implications of Proposed Regulatory Reform of Mutual Fund Governance Structures in PDF
March 1, 2002 Background Materials
February 28, 2002 News Releases - CSA News Release - Securities Regulators Propose New Framework for the Regulation of Mutual Funds


 
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