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Create an Issuer Profile Supplement
| Requirements |
An issuer is required to complete an Issuer Profile Supplement on SEDI within 3 business days after the date they became a SEDI issuer. Refer to ss. 2.3 of the PDF version of NI 55-102 dated May 9, 2003.
You will need to be registered as an "issuer" or as an "agent" to perform duties on behalf of issuers. |
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| Before you Begin |
Before you begin, you should gather the following information:
- issuer name
- insider affairs contact information (issuer representative or agent)
- list of outstanding securities
- confidential question and answer
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| How to Create an Issuer Profile Supplement |
Steps to create an issuer profile supplement follow:
Step |
Action |
1 |
From the Agent or Issuer Representative Home Page click Create issuer profile supplement |
2 |
The Select issuer screen opens
Search for issuer by issuer number or issuer name
Click Search |
3 |
The Select issuer screen opens
Click the radio button beside the issuer to select it
Click Next
Note: SEDI only allows one issuer profile supplement per issuer. Once an issuer has created an issuer profile supplement, the issuer does not appear in the list. |
4 |
The Enter insider affairs contact information screen opens
Complete the form
Click Next |
5 |
The File information screen opens
Note: If you wish to have a printed copy of the issuer profile supplement, wait to print it from the Completed screen.
Click File
Click OK |
6 |
The View issuer access key screen opens
Make note of issuer access key displayed on screen or print the screen by using the browser’s print button
Click Add security designation |
7 |
The Add security designation screen opens
Select a security category in the drop-down list box
Select a Security designation in the drop-down list box
If issuer derivatives is selected, an underlying security designation section opens on the screen.
In this section, use the drop-down list boxes and fields to provide details about the underlying security.
Fill in Additional description field if it helps to better describe the security
Click File
The Completed screen opens
To print a copy of the issuer profile supplement, click the Printer friendly version button
Click Add security designation to add another security to the issuer profile supplement or click Logout in the top navigation bar |
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| Change Issuer Access Key |
The issuer access key may be changed by:
Step |
Action |
1 |
Click Issuer profile supplement in the top right navigation bar
(If you are an agent, choose an issuer from your Issuer list and enter the correct issuer access key.) |
2 |
Introduction to issuer profile supplement activities (Form 55-102F3) screen opens
Click Change issuer access key in the left navigation bar
The Change issuer access key screen opens
Follow onscreen instructions |
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