Insider Report for Common Shares
| How to File an Insider Report for Common Shares |
The steps to file an insider report for common shares follow:
| Steps |
Action |
| 1 |
Click Insider report in the top navigation bar
The Introduction to insider report activities screen opens (Form 55-102F2) |
| 2 |
Click File insider report in the left navigation bar
The Select issuer screen opens
Select the issuer from the list of issuers
Note: To view issuer information click on the magnifying glass under Issuer Information. An information window will display. Opting to view the issuer's information will not detour you from the filing process. |
| 3 |
Click File insider report or View issuer event reports
| If |
then |
| you choose to view issuer event reports |
SEDI will then display an information window that either displays a list of issuer event reports which have been filed since your last insider report filing or will let you know that no issuer event reports have been filed since your last filing. When finished click “Viewing completed”. |
| you choose file insider report |
you will be taken to the Select security designation screen |
|
| 4 |
The Select security designation screen opens
Click the radio button beside the security that you want to file a report about in the Outstanding securities list
Click Next |
| 5 |
The Select ownership type screen opens
Use the drop-down list box to specify an Ownership type for the selected securities
| If the ownership type is |
then |
| direct |
click Next |
| indirect |
select a registered holder from the Registered holder list and click Next |
| control or direction |
select a registered holder from the Registered holder list and click Next |
Note: If the desired registered holder does not appear in the list, click the radio button beside Add new holder and type the name of the holder in the space provided.
Click Next
Note: If this is the first time you are filing for common shares and the ownership type chosen, you will be required to record an Opening Balance on Initial Report before filing this transaction. See Filing Opening Balance on Initial Report |
| 6 |
The Enter transaction information opens
Use the drop-down list boxes to enter a month and day in the Date of transaction fields. Enter a 4-digit year.
Select the appropriate Nature of Transaction code |
| 7 |
Type a value in either the Number or value of securities acquired, or Number or value of securities disposed of fields (Do Not enter data in both fields) |
| 8 |
Enter a unit price or exercise price and use the drop-down box to choose a Currency
Note: The Canadian dollar (CAD) is the default value. Ensure that the box beside Not Applicable is not chosen. If the currency does not appear in the list, convert it to CAD or click the Not Applicable check box
Enter any remarks that you want to make public in the General remarks field (Optional)
Enter any private comments in the Private remarks to securities regulatory authorities field (Optional)
Click Next |
| 9 |
The Final Review screen opens
Review the information:
| If |
then |
| the information is correct |
click File |
| the information is incorrect |
either:
- click Cancel to return to the Enter Transaction Information screen
- or identify which screen contains the information which needs to be changed and click on that screen name in the process tracker at the top of the screen.
When you return to a previous step, transaction information entered on the pages following that step is cleared and will have to be re-entered.
Note: The current screen is highlighted in green and underlined, completed steps are in black and upcoming steps are in grey. |
Click File
The Certification dialog box opens
Click OK |
| 10 |
The Completed screen opens
Indicate whether your are finished filing the insider report.
| If you are |
then |
| finished |
Click No to finish filing the report and return to the Introduction to insider report activities screen.
Click Logout in the top navigation bar.
|
| not finished |
Click Yes to file this part of the report and select one of three available options to file another transaction
Choose an option: either Same security & holder, Same security & different holder or Different security |
Note: Clicking the “Printer friendly version” will take you to a printer-friendly page and launch your browser’s print dialog box. Use the back button on the page (not the browser “back” button) to return to the “File insider report – Completed” page. |
|
|
|
