Enforcement
The Commission's goals of investor protection and market integrity are pursued through firm, fair and consistent enforcement of Ontario's securities laws.
The records of proceedings on the OSC website are only those initiated by the OSC, under the Securities Act (Ontario) or the Commodity Futures Act, and do not include those conducted by recognized self-regulatory organizations (SRO's). To review proceedings of recognized SRO's, please see their respective websites, IDA - Enforcement, RS - Enforcement, MFDA - Enforcement.
Click here to see the Ontario Securities Commission Rules of Practice
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