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Enforcement Proceedings U


In this section you will find notices of the Office of the Secretary, notices of hearing, statements of allegation, settlements, decisions, and reasons for decisions.


# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

Note:
This section is organized by the first letter of the company or by the first letter of the last name of the individual. The website list date for documents in the Enforcement section is the date the document was signed. For a full explanation of the organization of the Enforcement section please click here.

Click here to see the Ontario Securities Commission Rules of Practice.

      U
Ukstar (Canada) Inc.
  June 22, 2000 Decision
  June 8, 2000 Order
  June 8, 2000 Notice of Hearing
  June 8, 2000 Statement of Allegations

Ulfan, Hanouch
  July 31, 2007 Notice from the Office of the Secretary
  July 31, 2007 Order
  September 12, 2006 Order
  July 5, 2006 Notice from the Office of the Secretary
  June 28, 2006 Order
  June 1, 2006 Schedule "A" to the information sworn May 19, 2006
  May 30, 2006 Notice from the Office of the Secretary
  May 29, 2006 Order
  May 26, 2006 Notice from the Office of the Secretary
  April 19, 2006 Order
  February 28, 2006 Notice from the Office of the Secretary
  February 28, 2006 Order
  February 8, 2006 Notice from the Office of the Secretary
  February 8, 2006 Order
  January 30, 2006 Notice from the Office of the Secretary
  January 24, 2006 Notice of Hearing
  January 24, 2006 Statement of Allegations
 
Umetsu,  Wayne S.
  March 6, 2002 Settlement Agreement in PDF
  September 28, 2001 Reasons in PDF
  August 31, 2001 Notice of Hearing
  August 31, 2001 Statement of Allegations
  September 6, 2000 Notice of Hearing
  September 6, 2000 Statement of Allegations

Universal Seismic Associates Inc.
  October 17, 2008 Notice from the Office of the Secretary
  October 17, 2008 Temporary Order
  September 9, 2008 Notice from the Office of the Secretary
  September 9, 2008 Temporary Order
  June 25, 2008 Notice from the Office of the Secretary
  June 24, 2008 Temporary Order
  January 10, 2008 Notice from the Office of the Secretary
  January 9, 2008 Reasons and Decision - Stanton De Freitas in PDF
  December 18, 2007 Notice from the Office of the Secretary
  December 5, 2007 Temporary Order
  December 4, 2007 Temporary Order
  December 3, 2007 Notice from the Office of the Secretary
  November 29, 2007 Temporary Order
  September 28, 2007 Notice from the Office of the Secretary
  September 28, 2007 Temporary Order
  June 26, 2007 Notice from the Office of the Secretary
  June 25, 2007 Temporary Order
  May 24, 2007 Notice from the Office of the Secretary
  May 22, 2007 Notice of Hearing
  May 22, 2007 Temporary Order
  May 18, 2007 Temporary Order

Universal Settlements International Inc.
  September 29, 2006 Notice from the Office of the Secretary
  September 29, 2006 Order
  September 29, 2006 Decision and Reasons in PDF
  May 25, 2006 Notice from the Office of the Secretary
  May 24, 2006 Statement of Allegations - Amended
  February 13, 2006 Notice from the Office of the Secretary
  February 13, 2006 Order
  January 17, 2006 Notice from the Office of the Secretary
  January 16, 2006 Notice of Hearing
  January 16, 2006 Statement of Allegations
  October 27, 2003 Decision
  March 20, 2003 Endorsement - Reasons
  February 14, 2003 Reasons
  December 7, 2001 Reasons in PDF
 
Urquhart,  Diane A.
  March 4, 2004 Reasons
  March 4, 2004 Notice from the Office of the Secretary
  January 16, 2003 Reasons

Urrutia,  Dave
  November 12, 2008 Notice from the Office of the Secretary
  November 11, 2008 Order
  September 16, 2008 Notice from the Office of the Secretary
  September 16, 2008 Order
  May 13, 2008 Notice from the Office of the Secretary
  May 13, 2008 Order
  April 14, 2008 Notice from the Office of the Secretary
  April 14, 2008 Order
  April 2, 2008 Notice from the Office of the Secretary
  March 28, 2008 Notice of Hearing
  March 27, 2008 Temporary Order

Usling, Gary
  October 8, 2008 Notice of the Office of the Secretary
  October 8, 2008 Order
  November 6, 2007 Notice of the Office of the Secretary
  November 5, 2007 Order
  October 26, 2007 Notice of the Office of the Secretary
  October 19, 2007 Notice of the Office of the Secretary
  October 18, 2007 Order
  June 6, 2007 Notice of the Office of the Secretary
  June 4, 2007 Notice of Withdrawal
  February 8, 2007 Notice of the Office of the Secretary
  February 6, 2007 Notice of Hearing - Amended
  December 5, 2006 Notice of the Office of the Secretary
  December 5, 2006 Order
  May 31, 2006 Notice of the Office of the Secretary
  May 31, 2006 Order
  March 31, 2006 Notice of the Office of the Secretary
  March 30, 2006 Order
  November 16, 2005 Notice of the Office of the Secretary
  November 16, 2005 Notice of Hearing
  November 16, 2005 Statement of Allegations


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