Enforcement Proceedings U
In this section you will find notices of the Office of the Secretary, notices of hearing, statements of allegation, settlements, decisions, and reasons for decisions.
Note:
This section is organized by the first letter of the company or by the first letter of the last name of the individual. The website list date for documents in the Enforcement section is the date the document was signed. For a full explanation of the organization of the Enforcement section please click here.
Click here to see the Ontario Securities Commission Rules of Practice.
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Ukstar (Canada) Inc. |
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June 22, 2000 |
Decision |
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June 8, 2000 |
Order |
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June 8, 2000 |
Notice of Hearing |
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June 8, 2000 |
Statement of Allegations |
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Ulfan, Hanouch |
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July 31, 2007 |
Notice from the Office of the Secretary |
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July 31, 2007 |
Order |
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September 12, 2006 |
Order |
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July 5, 2006 |
Notice from the Office of the Secretary |
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June 28, 2006 |
Order |
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June 1, 2006 |
Schedule "A" to the information sworn May 19, 2006 |
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May 30, 2006 |
Notice from the Office of the Secretary |
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May 29, 2006 |
Order |
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May 26, 2006 |
Notice from the Office of the Secretary |
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April 19, 2006 |
Order |
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February 28, 2006 |
Notice from the Office of the Secretary |
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February 28, 2006 |
Order |
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February 8, 2006 |
Notice from the Office of the Secretary |
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February 8, 2006 |
Order |
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January 30, 2006 |
Notice from the Office of the Secretary |
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January 24, 2006 |
Notice of Hearing |
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January 24, 2006 |
Statement of Allegations |
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Umetsu, Wayne S. |
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March 6, 2002 |
Settlement Agreement in PDF |
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September 28, 2001 |
Reasons in PDF |
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August 31, 2001 |
Notice of Hearing |
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August 31, 2001 |
Statement of Allegations |
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September 6, 2000 |
Notice of Hearing |
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September 6, 2000 |
Statement of Allegations |
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Universal Seismic Associates Inc. |
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October 17, 2008 |
Notice from the Office of the Secretary |
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October 17, 2008 |
Temporary Order |
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September 9, 2008 |
Notice from the Office of the Secretary |
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September 9, 2008 |
Temporary Order |
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June 25, 2008 |
Notice from the Office of the Secretary |
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June 24, 2008 |
Temporary Order |
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January 10, 2008 |
Notice from the Office of the Secretary |
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January 9, 2008 |
Reasons and Decision - Stanton De Freitas in PDF |
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December 18, 2007 |
Notice from the Office of the Secretary |
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December 5, 2007 |
Temporary Order |
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December 4, 2007 |
Temporary Order |
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December 3, 2007 |
Notice from the Office of the Secretary |
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November 29, 2007 |
Temporary Order |
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September 28, 2007 |
Notice from the Office of the Secretary |
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September 28, 2007 |
Temporary Order |
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June 26, 2007 |
Notice from the Office of the Secretary |
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June 25, 2007 |
Temporary Order |
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May 24, 2007 |
Notice from the Office of the Secretary |
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May 22, 2007 |
Notice of Hearing |
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May 22, 2007 |
Temporary Order |
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May 18, 2007 |
Temporary Order |
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Universal Settlements International Inc. |
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September 29, 2006 |
Notice from the Office of the Secretary |
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September 29, 2006 |
Order |
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September 29, 2006 |
Decision and Reasons in PDF |
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May 25, 2006 |
Notice from the Office of the Secretary |
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May 24, 2006 |
Statement of Allegations - Amended |
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February 13, 2006 |
Notice from the Office of the Secretary |
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February 13, 2006 |
Order |
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January 17, 2006 |
Notice from the Office of the Secretary |
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January 16, 2006 |
Notice of Hearing |
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January 16, 2006 |
Statement of Allegations |
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October 27, 2003 |
Decision |
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March 20, 2003 |
Endorsement - Reasons |
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February 14, 2003 |
Reasons |
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December 7, 2001 |
Reasons in PDF |
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Urquhart, Diane A. |
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March 4, 2004 |
Reasons |
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March 4, 2004 |
Notice from the Office of the Secretary |
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January 16, 2003 |
Reasons |
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Urrutia, Dave |
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November 12, 2008 |
Notice from the Office of the Secretary |
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November 11, 2008 |
Order |
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September 16, 2008 |
Notice from the Office of the Secretary |
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September 16, 2008 |
Order |
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May 13, 2008 |
Notice from the Office of the Secretary |
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May 13, 2008 |
Order |
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April 14, 2008 |
Notice from the Office of the Secretary |
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April 14, 2008 |
Order |
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April 2, 2008 |
Notice from the Office of the Secretary |
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March 28, 2008 |
Notice of Hearing |
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March 27, 2008 |
Temporary Order |
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Usling, Gary |
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October 8, 2008 |
Notice of the Office of the Secretary |
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October 8, 2008 |
Order |
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November 6, 2007 |
Notice of the Office of the Secretary |
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November 5, 2007 |
Order |
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October 26, 2007 |
Notice of the Office of the Secretary |
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October 19, 2007 |
Notice of the Office of the Secretary |
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October 18, 2007 |
Order |
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June 6, 2007 |
Notice of the Office of the Secretary |
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June 4, 2007 |
Notice of Withdrawal |
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February 8, 2007 |
Notice of the Office of the Secretary |
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February 6, 2007 |
Notice of Hearing - Amended |
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December 5, 2006 |
Notice of the Office of the Secretary |
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December 5, 2006 |
Order |
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May 31, 2006 |
Notice of the Office of the Secretary |
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May 31, 2006 |
Order |
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March 31, 2006 |
Notice of the Office of the Secretary |
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March 30, 2006 |
Order |
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November 16, 2005 |
Notice of the Office of the Secretary |
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November 16, 2005 |
Notice of Hearing |
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November 16, 2005 |
Statement of Allegations |
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