Opportunity to be Heard - Decisions
All applicants and registrants are given an opportunity to be heard before the Director (OTBH) when staff recommends imposing conditions on registration or refusing an application for registration or renewal of registration. In the cases where an applicant or registrant has requested an OTBH, the Director's decisions are listed below in date order. It should be noted that the decisions posted here only go back to 2003.
|
2008 |
| June 16, 2008 |
CR Advisors Corporation |
| June 11, 2008 |
Francis Thomas Stone |
| June 9, 2008 |
Lawrence William Craig |
| May 26, 2008 |
Claymore Investments, Inc. |
| May 26, 2008 |
GMP Investment Management L.P. |
| May 6, 2008 |
Teresa Elzbieta Najda |
| May 2, 2008 |
Norman John Frank Collins |
| April 29, 2008 |
AIG Global Investment Corp. (Canada) |
| April 21, 2008 |
Meadowbank Asset Management Inc. |
| February 5, 2008 |
Swift Trade Inc. |
| January 28, 2008 |
Asbreuk, Rhonda |
|
2005 |
| November 15, 2005 |
Enterprise Capital Management Inc. |
| September 27, 2005 |
Optimal Models and Decisions Inc. |
| August 31, 2005 |
Michalik, Jan |
| August 29, 2005 |
Khan, Sarwat Roohi |
| August 10, 2005 |
Hansberger Global Investors Inc. |
| June 1, 2005 |
DeSilva, Roy Gamini |
| February 25, 2005 |
Boisvert, Andre Edouard |
|
2003 |
| November 28, 2003 |
Stuart-Russell, Nicholette |
| July 18, 2003 |
Ng, Leng Wilson |
| May 30, 2003 |
Assante Asset Management Ltd. |
| May 30, 2003 |
Carson, Jen |
| May 29, 2003 |
Cantillas, Angelito |
| May 29, 2003 |
Cantillas, Norita |
| March 12, 2003 |
Coatsworth, Donald Kenneth |
| March 12, 2003 |
Coatsworth, Jane Matheson |
|
