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Joint Forum of Financial Market Regulators


Here is information previously noted under Hot Topics for Joint Forum of Financial Market Regulators:

June 15, 2007 Joint Forum of Financial Market Regulators Proposed Framework 81-406: Point of sale disclosure for mutual funds and segregated funds
May 13, 2005 Joint Forum of Financial Market Regulators - Strategic Plan 2005-2008 in PDF
April 1, 2005 Guidelines for Capital Accumulation Plane - brochure in PDF
April 25, 2003 CSA Notice 81-404 - Request for Comment on Joint Forum Guidelines for Capital Accumulation Plans - Proposed Guidelines for Capital Accumulation Plans prepared by the Joint Forum of Financial Market Regulators
April 25, 2003 Notice of CSA Notice 81-404 - Request for Comment on Joint Forum Guidelines for Capital Accumulation Plans - Proposed Guidelines for Capital Accumulation Plans prepared by the Joint Forum of Financial Market Regulators
April 25, 2003 News Release - Guidelines for Capital Accumulation Plans
March 17, 2003 Newsletter Fall/Winter 2003
March 6, 2003 CSA Notice 33-402 - Joint Forum Requests Comments on Principles and Practices for the Sale of Products and Services in the Financial Sector

The following documents form part of this consultation package :
February 13, 2003 Consultation Paper 81-403 Rethinking Point of Sale Disclosure for Segragated Funds and Mutual Funds. Prepared by the Canadian Securities Administrators and the Canadian Council of Insurance Regulators
Comments Received
February 13, 2003 Regulation of Point of Sale Disclosure for Segregated Funds and Mutual Fronts. A background research report to Consultation Paper 81-403
February 13, 2003 Press Release - Regulators propose a unique disclosure system tailored for segregrated funds and mutual funds in PDF
February 12, 2003 Media Briefing: Changes to How Consumers Receive Information on Mutual Funds and Segregated Funds in PDF
April 27, 2001 Joint Forum of Financial Market Regulators' Working Committee on Investment Disclosure in Capital Accumulation Plans in PDF
Fall, 2000 Joint Forum of Financial Market Regulators - Newsletter  in PDF
December 20, 1999 Joint Forum of Financial Market Regulators - Recommendations for Changes in the Regulation of Mutual Funds and Individual Variable Insurance Contracts


 
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